Laureen M. Church
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Laureen Mary Church, who also goes by Laurie Church, was a registered financial professional .
Laureen is a previously registered financial professional and started their career in finance in 1995. Laureen had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 18, 2014 - December 31, 2014
LION STREET ADVISORS, LLC
July 18, 2014 - December 31, 2014
LION STREET FINANCIAL, LLC
April 27, 2005 - July 22, 2014
KESTRA INVESTMENT SERVICES, LLC
July 15, 1999 - June 26, 2006
HOSTETLER CHURCH,LLC
December 14, 1998 - July 22, 2014
KESTRA INVESTMENT SERVICES, LLC
July 20, 1995 - December 14, 1998
1717 CAPITAL MANAGEMENT COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LION STREET ADVISORS, LLC
CRD#: 167610 / SEC#: 801-107414
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 7,668 |
| AUM (Assets Under Management) | $ 3,177,363,713 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
