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Elaine B. Eisner
EAGLE STRATEGIES LLC
BEACHWOOD, OH 44122
Some features on this profile are disabled
CRD#: 2626517
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Professional summary
Elaine Beth Eisner, who also goes by Elaine Eisner, Elaine Beth Walton, Elaine Eisner Walton, Elaine Walton, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Beachwood, Ohio and NYLIFE SECURITIES LLC located in Beachwood, Ohio.
Elaine is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Elaine has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 6, Series 7, Series 14, Series 8, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Elaine Eisner | Elaine Beth Walton | Elaine Eisner Walton | Elaine Walton
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[INSURANCE BROKERING; APPOINTED WITH OUTSIDE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; DBAE ISNER GOHN GROUP; 3659 GREEN ROAD, SUITE 317 BEACHWOOD, OHIO 44122; 09/2009-PRESENT; INVESTMENT RELATED] [NYLARC Holding Compant, Inc.; Reinsuring the life insurance I write with NYL; 51 Madison Ave New York, NY 10010; Start Date 06/2018; Role/Title: shareholder; Investment Related; 1 hours per month; 1 hours per month during securities trading hours] [Community Fund Management Foundation; Community Fund Management Foundation also known as "CFMF" is a nonprofit, tax-exempt ((501)(c)(3)) foundation that develops and makes available several types of trusts, educational programs, and related services for individuals who are disabled.; 14955 W. Sprague Road, Suite 290 Strongsville, OH 44136; Start Date 04/2017; Role/Title: Officer; Not Investment Related; 8 hours per month; 6 hours per month during securities trading hours; Elected Board Chair 9/14/2023 - manage the Board mtgs, attend committee mtgs, work for ED and AED on Strategic Initiatives Board member attend Board meetings and committee meetings as requested. Provide marketing guidance to promote the non-profit in the special needs community.] [Jewish Federation of Cleveland; Jewish Federation of Cleveland supports Jewish communities locally, nationally and internationally.; 25701 Science Park Dr. Beachwood OH 44122; Start Date 09/2023; Role/Title: Member; Investment Related; 2 hours per month; 1 hours per month during securities trading hours; Chair Professional Advisory Council which is a multi disciplinary "study group" of members from the Jewish community representing insurances, estate planning, tax planning, investments, risk management. Monthly study group meetings on timely topics.. Also provide quatery networking and continuing education by bringing in local and national speakers from various firms.] [National Council of Jewish Women, Cleveland; Chair Investment Committee - Lead the review of the performance and service of our outside money manager current Alliance Bernstein. ; 26055 Emery Rd Cleveland OH 44118; Start Date 01/2020; Role/Title: Chair; Investment Related; 2 hours per month; 2 hours per month during securities trading hours]
CRS (Client Relationship Summary) - RIA
Click below to view Elaine Beth Eisner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 18, 2024 - Present
EAGLE STRATEGIES LLC
Office #1: 3659 Green Road #317, Beachwood, OH 44122RIA
CRD#: 110826
BEACHWOOD, OH
Current
June 1, 2012 - Present
NYLIFE SECURITIES LLC
Office #1: 3659 South Green Rd Suite 317, Beachwood, OH 44122BD
CRD#: 5167
BEACHWOOD, OH
Past
May 6, 1996 - April 3, 2003
KEYBANC CAPITAL MARKETS INC.
BD
CRD#: 566
CLEVELAND, OH
Past
June 28, 1995 - May 7, 1996
KEY INVESTMENTS INC.
BD
CRD#: 15873
CLEVELAND, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Illinois(6/21/2019)
RR
New York(11/23/2022)
RR
North Carolina(2/7/2025)
RR
Ohio(6/1/2012)
IAR
Ohio(9/18/2024)
RR
Pennsylvania(6/17/2025)
RR
Wisconsin(10/23/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 9/30/1996
General Securities Sales Supervisor Examination (Options Module & General Module)Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
