Timothy J. Hurley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy John Hurley, who also goes by Timothy Hurley, was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 1995. Timothy had worked at 16 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 15, 2015 - September 6, 2016
MERRIMAN CAPITAL, INC.
June 18, 2014 - May 21, 2015
NEW RYE SECURITIES, LLC
July 25, 2006 - August 11, 2006
BISHOP, ROSEN & CO., INC.
May 6, 2004 - June 30, 2006
WASSERMAN & ASSOCIATES, INC.
November 26, 2003 - March 12, 2004
SPENCER CLARKE LLC
May 2, 2003 - November 25, 2003
WESTROCK ADVISORS, INC.
June 13, 2001 - August 2, 2001
BLUESTONE CAPITAL CORP.
August 16, 2000 - November 14, 2000
SOUTHERN FINANCIAL GROUP, INC.
November 11, 1999 - July 7, 2000
TRADE.COM ONLINE SECURITIES, INC.
April 27, 1999 - October 2, 2003
HARMONIC RESEARCH, INC.
October 9, 1998 - February 25, 1999
ALL-TECH DIRECT, INC.
March 27, 1998 - October 6, 1998
ARJENT LTD.
March 26, 1997 - February 13, 1998
KAUFMAN BROS., L.P.
May 22, 1996 - February 18, 1997
HAMPSHIRE SECURITIES CORPORATION
March 8, 1996 - May 15, 1996
HORNBLOWER & WEEKS, INC.
August 15, 1995 - February 1, 1996
KENSINGTON WELLS INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MERRIMAN CAPITAL, INC.
CRD#: 18296 / SEC#: , 8-36420
Contact information
Documents
Disclosures
| Regulatory Event | 16 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
