CL
Carlos H. Lowenberg
MASTERPIECE CAPITAL
Austin, TX
Some features on this profile are disabled
CRD#: 2626255
CL
Professional summary
Carlos Herman Lowenberg JR, ChFC® is a registered financial advisor currently at MASTERPIECE CAPITAL, LLC located in Austin, Texas.
Carlos is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Carlos has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Busi Nm: Tulum Sunshine Partners LLC Investment Related: Yes Address: 1516 Forest Trail Austin, TX 78703 Nat of Busi: Holding Company, Real Estate Management Title: Managing Member Start Date: 4/3/2014 Hrs/mth: 2 Hrs/mth dur trding hrs: 0 Duties: accounting, selecting investments Busi Nm: Carlos H. Lowenberg, Jr. Investment Related: No Address: 1516 Forest Trail Austin, TX 78703 Nat of Busi: Author Title: Author/Self Start Date: 9/2/2012 Hrs/mth: 2 Hrs/mth dur trding hrs: 0 Duties: Writing articles, books, and other literature Busi Nm: Lowenberg Investments GP Investment Related: No Address: 1516 Forest Trail Austin, TX 78703 Nat of Busi: has control over Lowenberg Investments LP Title: Member Start Date: 4/2/2009 Hrs/mth: 1 Hrs/mth dur trding hrs: 0 Duties: None Busi Nm: Lowenberg Investments, LP Investment Related: Yes Address: 1516 Forest Trail Austin, TX 78703Nat of Busi: record keeping Title: Partner Start Date: 9/1/2009 Hrs/mth: 2 Hrs/mth dur trding hrs: 0 Duties: record keeping, reporting. Busi Nm: Austin Lyric Opera Investment Related: No Address: 1516 Forest Trail Austin, TX 78703 Nat of Busi: Community Title: Board Member Start Date: 10/1/2014 Hrs/mth: 1 Hrs/mth dur trding hrs: 0 Duties: attend board and committee meetings. Busi Nm: Congress Avenue Services Investment Related: No Address: 1516 Forest Trail Austin, TX 78703Nat of Busi: Service company for paying expenses for Lowenberg Group, LLC. Title: Owner Start Date: 7/1/2010 Hrs/mth: 2 Hrs/mth dur trding hrs: 0 Duties: funding, basic corporate oversights Busi Nm: Masterpiece Advisory Group, LLC. Investment Related: No. Address: 1516 Forest Trail Austin, TX 78703. Nat of Busi: Non-RIA consulting entity for valuation of and selling businesses. Title: Managing Member. Start Date: 01/30/2018. Hrs/mth: 1 hr/mo. Busi Nm: NFP Insurance Investment Related: Yes Address: 1516 Forest Trail Austin, TX 78703 Nat of Busi: Insurance Title: member Start Date: 9/2018 Hrs/mth: 10 Hrs/mth dur trding hrs: 1 Duties: insurance services Busi Nm: Lowenberg Consulting Group, LLC Investment Related: No Address: 1516 Forest Trail Austin, TX 78703 Nat of Busi: provides business planning/consulting services (business entity planning, business legacy planning, general business consulting) Title: managing member Start Date: 9/2018 Hrs/mth: 10 dur trding hrs: 0. Busi Nm: Town Lake Interests, LLC Investment Related: Yes Address: 1516 Forest Trail Austin, TX 78703 Nat of Busi: Holding Company, Real Estate Management Title: Managing Member Start Date: 4/11/2023 Hrs/mth: 2 Hrs/mth dur trding hrs: 0 Duties: accounting, selecting investments Busi Nm: NIVELLENSEM, LLC Investment Related: Yes Address: 1516 Forest Trail Austin, TX 78703 Nat of Busi: Holding Company, Real Estate Management Title: Managing Member Start Date: 2/8/2024 Hrs/mth: 2 Hrs/mth dur trding hrs: 0 Duties: accounting, selecting investments
CRS (Client Relationship Summary) - RIA
Click below to view Carlos Herman Lowenberg JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
November 30, 2017 - Present
MASTERPIECE CAPITAL, LLC
Office #2: 901 S Mopac Expressway Building One Suite 110, Austin, TX 78746RIA
CRD#: 290075
Austin, TX
Past
April 29, 2016 - December 1, 2017
KESTRA ADVISORY SERVICES, LLC
RIA
CRD#: 283330
AUSTIN, TX
Past
October 25, 2010 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
AUSTIN, TX
Past
October 14, 2010 - December 1, 2017
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
AUSTIN, TX
Past
October 13, 2010 - October 13, 2010
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
AUSTIN, TX
Past
May 8, 2003 - January 17, 2012
LOWENBERG WEALTH MANAGEMENT GROUP, LLC
RIA
CRD#: 116535
AUSTIN, TX
Past
December 3, 1999 - November 11, 2010
EAGLE STRATEGIES LLC
RIA
CRD#: 110826
AUSTIN, TX
Past
October 15, 1999 - November 11, 2010
NYLIFE SECURITIES LLC
BD
CRD#: 5167
AUSTIN, TX
Past
March 14, 1997 - November 10, 1999
MONY SECURITIES CORPORATION
BD
CRD#: 4386
NEW YORK, NY
Past
April 26, 1996 - March 5, 1997
OSAIC FS, INC.
BD
CRD#: 3870
FORT WAYNE, IN
Past
June 29, 1995 - April 26, 1996
MONY SECURITIES CORPORATION
BD
CRD#: 4386
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MC
MASTERPIECE CAPITAL, LLC
LOWENBERG GROUP, LLC | MASTERPIECE CAPITAL, LLC | LWMG | LOWENBERG WEALTH MANAGEMENT GROUP
CRD#: 290075 / SEC#: 801-112094
RIA
Registered Investment Advisory firm - (11/30/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(11/30/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
MC
MASTERPIECE CAPITAL, LLC
LOWENBERG GROUP, LLC | MASTERPIECE CAPITAL, LLC | LWMG | LOWENBERG WEALTH MANAGEMENT GROUP
CRD#: 290075 / SEC#: 801-112094
RIA
Registered Investment Advisory firm - (11/30/2017 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
901 S Mopac Expressway Building One Suite 110, Austin, TX 78746
Mailing Address
Phone number
(512) 472-9033
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (1 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 86 |
| AUM (Assets Under Management) | $ 137,993,314 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
