Richard A. Sipley
Professional summary
Richard Alfred Sipley III, CFP®, who also goes by Rich Sipley III, is a registered financial advisor currently at NUTTER INVESTMENT ADVISORS located in Boston, Massachusetts.
Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Richard has worked at 4 firms and has passed the Series 63, Series 55, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Richard Alfred Sipley III's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 13, 2019 - Present
NUTTER INVESTMENT ADVISORS
Office #1: Seaport West 155 Seaport Boulevard, Boston, MA 02210December 8, 2014 - February 8, 2019
WELLESLEY INVESTMENT PARTNERS, LLC
April 7, 2006 - July 1, 2008
G1 EXECUTION SERVICES, LLC
August 14, 1995 - September 30, 2006
E*TRADE CAPITAL MARKETS - EXECUTION SERVICES LLC
Primary Firm SEC Registration
NUTTER INVESTMENT ADVISORS
CRD#: 105461 / SEC#: 801-33250
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/13/2019)
(6/6/2022)
Exams
Series 55
Date: 4/25/2000
Limited Representative-Equity Trader ExamCurrent Firm
NUTTER INVESTMENT ADVISORS
CRD#: 105461 / SEC#: 801-33250
Contact information
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 42 |
| AUM (Assets Under Management) | $ 2,684,446,306 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 07/16/2024 | ||
| 10/26/2023 |
Red Flags
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Company Information
NUTTER INVESTMENT ADVISORS
CRD#: 105461Boston, MA 02210TRUST BUT VERIFY
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