David G. Hanna
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David G Hanna, who also goes by David Gamal K Hanna, was a registered financial advisor .
David is a previously registered financial advisor and started their career in finance in 1998. David had worked at 11 firms and has passed the Series 65, Series 63, Series 3, Series 79, Series 55, Series 7, Series 27, Series 4, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 17, 2013 - December 31, 2014
BENJAMIN & JEROLD ADVISERS, LLC
June 4, 2012 - December 31, 2013
BENJAMIN & JEROLD BROKERAGE I, LLC
February 1, 2012 - June 27, 2012
CHARLES MORGAN SECURITIES, INC.
January 26, 2012 - January 30, 2012
PEAK BROKERAGE SERVICES, LLC
January 24, 2012 - January 26, 2012
MOMENTIX CAPITAL, INC.
January 20, 2005 - June 13, 2008
LEGEND MERCHANT GROUP, INC.
March 24, 2004 - June 13, 2008
LEGEND MERCHANT GROUP, INC.
February 13, 2003 - December 4, 2003
GREAT EASTERN SECURITIES, INC.
May 14, 2002 - October 7, 2002
WORLDCO, L.L.C.
January 22, 2002 - March 19, 2002
WORLDCO, L.L.C.
June 7, 2001 - January 24, 2002
SCHONFELD SECURITIES, LLC
July 24, 2000 - June 12, 2001
WORLDCO, L.L.C.
January 11, 1999 - July 24, 2000
WEATHERLY SECURITIES CORPORATION
August 25, 1998 - October 5, 1998
LADENBURG THALMANN & CO. INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 1/20/2012
Limited Representative-Equity Trader ExamCurrent Firm
BENJAMIN & JEROLD ADVISERS, LLC
CRD#: 165351 / SEC#: 801-77165
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
