Ronald D. Luczak
Professional summary
Ronald David Luczak JR was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Ronald is a previously registered financial professional and started their career in finance in 1995. Prior to being barred, Ronald had worked at 6 firms, which includes HAMPTON CAPITAL MANAGEMENT CORP., SMITH BENTON & HUGHES INC., LT LAWRENCE & CO. INC., FIRST LIBERTY INVESTMENT GROUP INC., S. D. COHN & CO. INC., JOSEPH CHARLES & ASSOC. INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 13, 1997 - July 14, 1997
HAMPTON CAPITAL MANAGEMENT CORP.
April 16, 1997 - June 3, 1997
SMITH, BENTON & HUGHES, INC.
November 13, 1996 - February 3, 1997
LT LAWRENCE & CO., INC.
October 3, 1996 - October 17, 1996
FIRST LIBERTY INVESTMENT GROUP, INC.
July 18, 1996 - August 30, 1996
S. D. COHN & CO., INC.
October 18, 1995 - November 17, 1995
JOSEPH CHARLES & ASSOC., INC.
State Registrations and Notice Filings
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Exams
Current Firm
HAMPTON CAPITAL MANAGEMENT CORP.
CRD#: 26109 / SEC#: , 8-42891
Contact information
Documents
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