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Ronald David Luczak Jr

CRD# 2626188·Registered 1995 - 1997
Barred: Ronald David Luczak JR was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Ronald David Luczak JR, who also goes by Ronald David Luczak, was a registered financial advisor. Ronald was a previously registered financial professional and started their career in finance 1995 - 1997. Ronald had worked at 6 firms and has passed the Series 63, Series 3 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ronald David Luczak

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

HAMPTON CAPITAL MANAGEMENT CORP.·CRD# 26109
BD
Stamford, CT
June 13, 1997 - July 14, 1997
SMITH, BENTON & HUGHES, INC.·CRD# 20877
BD
Los Angeles, CA
April 16, 1997 - June 3, 1997
LT LAWRENCE & CO., INC.·CRD# 31956
BD
New York, NY
November 13, 1996 - February 3, 1997
FIRST LIBERTY INVESTMENT GROUP, INC.·CRD# 3536
BD
Philadelphia, PA
October 3, 1996 - October 17, 1996
S. D. COHN & CO., INC.·CRD# 27827
BD
Hauppauge, NY
July 18, 1996 - August 30, 1996
JOSEPH CHARLES & ASSOC., INC.·CRD# 3949
BD
Boca Raton, FL
October 18, 1995 - November 17, 1995

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Current Firm

HC
HAMPTON CAPITAL MANAGEMENT CORP.

DANIEL PAUL MARTIN | HAMPTON CAPITAL MANAGEMENT CORP.

CRD#: 26109 / SEC#: 8-42891
BD
Cancelled by SEC on 06/20/2001

Contact Information

Established

Pennsylvania since 06/19/1990

Firm Type

Corporation

Fiscal Year End

December

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1996About the Series 63 exam

Series 3 — National Commodity Futures Examination

Passed Nov 1998About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Oct 1995About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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