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DP

Dmitry Pargamanik

Some features on this profile are disabled
CRD#: 2625983
DP

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Dmitry Pargamanik, who also goes by Dmitry Paragamanik, was a registered financial professional .

Dmitry is a previously registered financial professional and started their career in finance in 1995. Dmitry had worked at 3 firms and has passed the Series 63, Series 7, Series 52 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Dmitry Paragamanik

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

May 18, 2010 - July 31, 2014

MP CAPITAL, L.P.

BD
CRD#: 140211
PHILADELPHIA, PA
Past

June 5, 2006 - July 9, 2009

MP CAPITAL, L.P.

BD
CRD#: 140211
PHILADELPHIA, PA
Past

September 26, 2003 - January 24, 2007

GLOBAL OPTIONS LLC

BD
CRD#: 111626
SEA BRIGHT, NJ
Past

July 20, 1995 - December 7, 1995

AMERIPRISE ADVISOR SERVICES, INC.

BD
CRD#: 5979
DETROIT, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 7/31/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 4/29/2010
General Securities Representative Examination
General Industry/Product Exam
RR
Series 52
Date: 7/19/1995
Municipal Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/6/2010
General Securities Principal Examination

Current Firm

MC
MP CAPITAL, L.P.
MP CAPITAL, L.P.

CRD#: 140211 / SEC#: , 8-67292

BD
Terminated by SEC on 09/29/2014
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Contact information

Main Address
Mailing Address
Phone number
Established
Pennsylvania since 02/23/2006
Firm type
Partnership
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
CARTER, ALBERT FRANCIS IIILIMITED PARTNER2532516
DIAMOND, JOHN ALANLIMITED PARTNER2532515
FULCHER, GEORGE EDWARDLIMITED PARTNER4709833
MCBRIDE, WILLIAM LOYDLIMITED PARTNER / EXECUTIVE OFFICER4366694
PARGAMANIK, ALEXLIMITED PARTNER5239371
PARGAMANIK, DMITRYLIMITED PARTNER / EXECUTIVE OFFICER/ CCO2625983
MCBRIDE, JUDITH JANELIMITED PARTNER
MP MANAGEMENT, LLCGENERAL PARTNER
PARGAMANIK, GENNADYLIMITED PARTNER
PARGAMANIK, LARISALIMITED PARTNER

Disclosures

Regulatory Event3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MP CAPITAL, L.P.

CRD#: 140211

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