Gene B. Ramirez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gene Bradley Ramirez, who also goes by Gene B Ramirez, was a registered financial professional .
Gene is a previously registered financial professional and started their career in finance in 1996. Gene had worked at 9 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 26, 2020 - October 30, 2023
MOMENTUM CAPITAL MARKETS, LLC
November 14, 2014 - July 23, 2020
BTIG, LLC
September 2, 2009 - December 31, 2014
MORGAN JOSEPH TRIARTISAN LLC
March 5, 2008 - September 2, 2009
NOLLENBERGER CAPITAL PARTNERS INC.
March 11, 2005 - March 4, 2008
STANFORD GROUP COMPANY
February 3, 2004 - March 9, 2005
STERLING FINANCIAL INVESTMENT GROUP, INC.
September 1, 1998 - February 19, 1999
ROBERTSON STEPHENS, INC.
May 14, 1998 - September 1, 1998
BANCAMERICA SECURITIES, INC.
July 8, 1996 - April 27, 1998
HILLTOP SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
MOMENTUM CAPITAL MARKETS, LLC
CRD#: 300288 / SEC#: , 8-70322
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MOMENTUM CYBERSECURITY GROUP, LLC | 100% OWNER | |
| COLLINS, ELIZABETH SARAH | FINOP | 4714831 |
| TEDESCO, MICHAEL JOHN | MANAGING PARTNER, CHIEF COMPLIANCE OFFICER |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
