Terry L. Bork
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Terry L Bork, who also goes by Terry L Bork, Terry Lee Bork, was a registered financial professional .
Terry is a previously registered financial professional and started their career in finance in 1972. Terry had worked at 13 firms and has passed the Series 63, Series 6TO, Series 7TO, Series 22TO, SIE, Series 1, Series 39 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 13, 2019 - April 30, 2021
VALMARK ADVISERS, INC.
May 1, 2019 - April 30, 2021
VALMARK SECURITIES, INC.
December 7, 2009 - October 2, 2017
M HOLDINGS SECURITIES, INC.
April 18, 2007 - August 6, 2009
M HOLDINGS SECURITIES, INC.
August 16, 2006 - May 1, 2007
EQUITABLE ADVISORS, LLC
March 4, 2005 - August 24, 2006
1ST GLOBAL ADVISORS INC
March 2, 2005 - August 24, 2006
1ST GLOBAL CAPITAL CORP.
September 2, 2003 - February 17, 2005
MONY SECURITIES CORPORATION
August 19, 2003 - February 17, 2005
MONY SECURITIES CORPORATION
January 29, 1997 - January 7, 1999
WALNUT STREET SECURITIES, INC.
September 25, 1984 - August 18, 2003
VESTAX SECURITIES CORPORATION
October 21, 1982 - October 9, 1984
MML INVESTORS SERVICES, LLC
February 17, 1982 - October 4, 1983
VESTAX SECURITIES CORPORATION
January 7, 1982 - October 9, 1984
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
September 27, 1976 - September 23, 1981
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
May 22, 1972 - September 26, 1976
THE O.N. EQUITY SALES COMPANY
Primary Firm SEC Registration
VALMARK ADVISERS, INC.
CRD#: 108050 / SEC#: 801-55564
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationSeries 1
Date: 5/13/1972
Registered Representative ExaminationCurrent Firm
VALMARK ADVISERS, INC.
CRD#: 108050 / SEC#: 801-55564
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 19,096 |
| AUM (Assets Under Management) | $ 8,379,181,235 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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