PP
Philip J. Petersen
MPWM ADVISORY SOLUTIONS LLC
ALPHARETTA, GA 30009
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CRD#: 2625610
PP
Professional summary
Philip John Petersen, who also goes by Phil Peterson, is a registered financial advisor currently at MPWM ADVISORY SOLUTIONS LLC located in Alpharetta, Georgia and LPL FINANCIAL LLC located in Alpharetta, Georgia.
Philip is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Philip has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Phil Peterson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 06/25/2024- MAYER PRIVATE WEALTH MANAGEMENT- DBA for LPL Business (entity for LPL business)- Inv Rel- At Reported Business Location (s) 2. 06/25/2024 - Philip Petersen - Non-Variable Insurance - Inv Rel - At Reported Business Location - Start: 06/2024 - 10 Hr/Mth 3. 07/02/2024 - MAYER PRIVATE WEALTH MANAGEMENT - Registered Investment Advisor DBA - IAR - Investment Related - At Reported Business Location(s) - Start Date 06/28/2024 - 160 Hours Per Month/ 8 Hours During Trading 4. 07/02/2024 - MPWM ADVISORY SOLUTIONS, LLC - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 07/01/2024 - 15 Hours Per Month/ 9-4 Hours During Trading - I provide investment advisory services through MPWM Advisory Solutions LLC, an independent investment advisor firm. I started this business activity in 7/2024. I expect to spend approximately 15 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Philip John Petersen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 2, 2024 - Present
MPWM ADVISORY SOLUTIONS LLC
Office #1: 8000 Avalon Blvd Suite 100, Alpharetta, GA 30009RIA
CRD#: 169885
ALPHARETTA, GA
Current
June 28, 2024 - Present
LPL FINANCIAL LLC
Office #1: 8000 Avalon Blvd Ste 100, Alpharetta, GA 30009RIA
BD
CRD#: 6413
ALPHARETTA, GA
Past
January 19, 2024 - July 2, 2024
OSAIC WEALTH, INC.
RIA
CRD#: 23131
ALPHARETTA, GA
Past
January 19, 2024 - July 2, 2024
OSAIC WEALTH, INC.
BD
CRD#: 23131
ALPHARETTA, GA
Past
July 19, 2021 - January 19, 2024
WOODBURY FINANCIAL SERVICES, INC.
RIA
CRD#: 421
ROSWELL, GA
Past
July 16, 2021 - January 19, 2024
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
ROSWELL, GA
Past
October 26, 2016 - February 2, 2021
ALLIANZ LIFE FINANCIAL SERVICES, LLC
BD
CRD#: 612
MINNEAPOLIS, MN
Past
March 7, 2013 - March 29, 2016
CURIAN CAPITAL, LLC
RIA
CRD#: 120270
DENVER, CO
Past
December 13, 2007 - October 17, 2016
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
BD
CRD#: 40178
DENVER, CO
Past
June 7, 2005 - December 10, 2007
SII INVESTMENTS, INC.
BD
CRD#: 2225
BEND, OR
Past
February 18, 2004 - June 10, 2005
AMERICAN GENERAL SECURITIES INCORPORATED
BD
CRD#: 13626
PHOENIX, AZ
Past
June 5, 2002 - January 22, 2004
SII INVESTMENTS, INC.
BD
CRD#: 2225
APPLETON, WI
Past
October 4, 1995 - June 10, 2002
LUTHERAN BROTHERHOOD SECURITIES CORP.
BD
CRD#: 4205
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MA
MPWM ADVISORY SOLUTIONS LLC
ABBOTT ADVISORS, INC | THE TRUSTED ADVISOR | NAVIGATE FINANCIAL | NAVIGATE DIVORCE PLANNING | MULLINS WEALTH MANAGEMENT | MPWM ADVISORY SOLUTIONS LLC | MAYER, STEVEN J | MAYER PRIVATE WEALTH MANAGEMENT | MANHATTAN WEALTH MANAGEMENT GROUP | CAPSTONE FINANCIAL ADVISORS | CAPSTONE BENEFITS ADVISORS
CRD#: 169885 / SEC#: 801-78961
RIA
Registered Investment Advisory firm - (1/2/2014 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(6/28/2024)
RR
Georgia(6/28/2024)
IAR
Georgia(7/2/2024)
RR
Minnesota(7/10/2024)
RR
Nevada(6/28/2024)
RR
North Carolina(7/3/2024)
RR
South Carolina(6/28/2024)
RR
Texas(6/28/2024)
RR
Wisconsin(6/28/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MA
MPWM ADVISORY SOLUTIONS LLC
ABBOTT ADVISORS, INC | THE TRUSTED ADVISOR | NAVIGATE FINANCIAL | NAVIGATE DIVORCE PLANNING | MULLINS WEALTH MANAGEMENT | MPWM ADVISORY SOLUTIONS LLC | MAYER, STEVEN J | MAYER PRIVATE WEALTH MANAGEMENT | MANHATTAN WEALTH MANAGEMENT GROUP | CAPSTONE FINANCIAL ADVISORS | CAPSTONE BENEFITS ADVISORS
CRD#: 169885 / SEC#: 801-78961
RIA
Registered Investment Advisory firm - (1/2/2014 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
8000 Avalon Blvd Suite 100, Alpharetta, GA 30009
Mailing Address
Phone number
(678) 566-4001
Established
Firm type
Fiscal year end
# of Employees
20
SEC notice filing (14 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 653 |
| AUM (Assets Under Management) | $ 320,546,673 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
