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HL

Howard Lisch

LISCH INVESTMENT MANAGEMENT
JERSEY CITY, NJ 07302
Some features on this profile are disabled
CRD#: 2625511
HL

Professional summary


Howard Lisch, who also goes by Howard (none) Lisch, is a registered financial advisor currently at LISCH INVESTMENT MANAGEMENT LLC located in Jersey City, New Jersey.

Howard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Howard has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Howard (none) Lisch

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Howard Lisch's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

October 28, 2004 - Present

LISCH INVESTMENT MANAGEMENT LLC

Office #1: 105 Greene Street Ste L5, Jersey City, NJ 07302
RIA
CRD#: 127753
JERSEY CITY, NJ
Past

November 7, 2016 - August 5, 2019

LEIGH BALDWIN & CO., LLC

BD
CRD#: 38751
Jersey City, NJ
Past

October 9, 2003 - December 31, 2003

LISCH INVESTMENT MANAGEMENT LLC

RIA
CRD#: 127753
HOLMDEL, NJ
Past

September 8, 1999 - October 31, 2016

SECURITIES SERVICE NETWORK, LLC

BD
CRD#: 13318
JERSEY CITY, NJ
Past

July 25, 1995 - October 1, 1999

TRUSTED SECURITIES ADVISORS CORP.

BD
CRD#: 24049
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(9/14/2012)
IAR
New Jersey
(10/28/2004)
IAR
New York
(4/13/2022)

Exams


State Security Law Exam
RR
Series 63
Date: 8/1/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


LI
LISCH INVESTMENT MANAGEMENT LLC
LISCH INVESTMENT MANAGEMENT LLC

CRD#: 127753 / SEC#:

Florida
Registered Investment Advisory firm - (9/14/2012 Approved)
New Jersey
Registered Investment Advisory firm - (8/28/2003 Approved)
New York
Registered Investment Advisory firm - (1/26/2012 Approved)
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Contact information


Main Address
Jersey City, NJ
Mailing Address
Phone number
(201) 434-1170
Established
Firm type
Fiscal year end
# of Employees
2

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts297
AUM (Assets Under Management)$ 62,700,097

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


LISCH INVESTMENT MANAGEMENT LLC

CRD#: 127753Jersey City, NJ 07302

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