Jorg R. Weissflog

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CRD#: 2625508

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jorg Rudolf Weissflog was a registered financial professional .

Jorg is a previously registered financial professional and started their career in finance in 1995. Jorg had worked at 12 firms and has passed the Series 66, Series 65, Series 63, Series 31, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 1, 2009 - June 11, 2014

TEMPLUM MARKETS LLC

CRD#: 102840

ACWORTH, GA

Past

June 16, 2008 - July 2, 2009

THOMAS ASSET MANAGEMENT

RIA

CRD#: 117181

JOHNS CREEK, GA

Past

January 11, 2008 - July 2, 2009

THOMAS GROUP CAPITAL

CRD#: 112901

ATLANTA, GA

Past

October 31, 2007 - December 21, 2007

HEDGECO SECURITIES, LLC

CRD#: 142498

WEST PALM BEACH, FL

Past

January 13, 2006 - October 29, 2007

LIHTC SECURITIES, LLC

CRD#: 13178

ALTANTA, GA

Past

November 1, 2005 - January 9, 2006

TRUIST INVESTMENT SERVICES, INC.

RIA

CRD#: 17499

MONROE, NC

Past

January 3, 2005 - January 9, 2006

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

ATLANTA, GA

Past

January 21, 2003 - January 3, 2005

NCF FINANCIAL SERVICES, INC.

CRD#: 120471

DURHAM, NC

Past

April 5, 2000 - January 21, 2003

UVEST FINANCIAL SERVICES GROUP, INC.

CRD#: 13787

CHARLOTTE, NC

Past

June 4, 1999 - April 12, 2000

INVEST FINANCIAL CORPORATION

CRD#: 12984

APPLETON, WI

Past

April 23, 1998 - June 3, 1999

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

October 3, 1996 - December 17, 1996

BLOCK TRADING INC.

CRD#: 36666

HOUSTON, TX

Past

June 21, 1995 - March 13, 1996

SANDERS MORRIS LLC

CRD#: 20580

HOUSTON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/28/2005

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 5/9/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/9/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 31

Date: 5/2/1998

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 6/7/1995

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/20/2009

General Securities Principal Examination

Current Firm

TEMPLUM MARKETS LLC

CRD#: 102840 / SEC#: , 8-52169

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

315 Madison Ave 3rd Fl, New York, NY 10017

Mailing Address

315 Madison Ave 3rd Fl, New York, NY 10017

Phone number

(332) 895-5038

Established

Delaware since 01/25/1999

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
TEMPLUM, INC.	SHAREHOLDER
LEE, EDWARD J	CHIEF COMPLIANCE OFFICER	4150803
RAMOS, JOSEPH MARIO	PFO/POO, CEO/PRESIDENT	2065829
VALLONE, ROBERT GERARD	FINOP	6836338

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jorg R. Weissflog

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

THOMAS ASSET MANAGEMENT

THOMAS GROUP CAPITAL

HEDGECO SECURITIES, LLC

LIHTC SECURITIES, LLC

TRUIST INVESTMENT SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

NCF FINANCIAL SERVICES, INC.

UVEST FINANCIAL SERVICES GROUP, INC.

INVEST FINANCIAL CORPORATION

MORGAN STANLEY DW INC.

BLOCK TRADING INC.

SANDERS MORRIS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/28/2005

Series 65

Date: 5/9/1998

Series 63

Date: 6/9/1995

Series 31

Date: 5/2/1998

Series 7

Date: 6/7/1995

Series 24

Date: 10/20/2009

Current Firm

TEMPLUM MARKETS LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

TEMPLUM MARKETS LLC

TRUST BUT VERIFY

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