AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why Advisor Check
JW

Jerrell D. Watkins

Some features on this profile are disabled
CRD#: 2625299
JW

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jerrell Devivier Watkins, who also goes by Jay Watkins, was a registered financial professional .

Jerrell is a previously registered financial professional and started their career in finance in 1995. Jerrell had worked at 6 firms and has passed the Series 65, Series 63, Series 22 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Jay Watkins

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

May 18, 2009 - April 26, 2012

MANAGED FINANCIAL SERVICES CORP INC

RIA
CRD#: 109806
HOUSTON, TX
Past

March 9, 2001 - April 20, 2005

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA
CRD#: 16164
HOUSTON, TX
Past

March 9, 2001 - April 20, 2005

TRANSAMERICA FINANCIAL ADVISORS, LLC

BD
CRD#: 16164
ST. PETERSBURG, FL
Past

January 3, 1997 - April 3, 2001

FFP SECURITIES, INC.

BD
CRD#: 16337
CHESTERFIELD, MO
Past

June 1, 1996 - December 31, 1996

WALNUT STREET SECURITIES, INC.

BD
CRD#: 15840
EL SEGUNDO, CA
Past

September 5, 1995 - June 1, 1996

NORTH AMERICAN MANAGEMENT, INC.

BD
CRD#: 624
SIOUX FALLS, SD
Past

July 20, 1995 - July 28, 1995

NATIONAL PLANNING CORPORATION

BD
CRD#: 29604
LOS ANGELES, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 5/15/2009
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


MF
MANAGED FINANCIAL SERVICES CORP INC
MANAGED FINANCIAL SERVICES CORP INC

CRD#: 109806 / SEC#: 801-56058

RIA
Registered Investment Advisory firm - (8/24/2012 Terminated)
Louisiana
Registered Investment Advisory firm - (9/20/2012 Approved)
Maryland
Registered Investment Advisory firm - (6/11/2012 Terminated)
North Carolina
Registered Investment Advisory firm - (5/29/2012 Approved)
Texas
Registered Investment Advisory firm - (7/2/2012 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
10330 Lake Road Suite U, Houston, TX 77070
Mailing Address
Phone number
(281) 880-7200
Established
Firm type
Fiscal year end
# of Employees
6

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts358
AUM (Assets Under Management)$ 56,655,508

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MANAGED FINANCIAL SERVICES CORP INC

CRD#: 109806

TRUST BUT VERIFY

Monitor Jerrell Watkins

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


Stephen Albert Zahka
Stephen ZahkaAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Marlborough, MA
Frank Horace Moore III
Frank MooreAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Greenwich, CT
Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Fort Lauderdale, FL
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics