Daniel V. Ogrady
Professional summary
Daniel Vincent Ogrady, who also goes by Daniel VIncent O'grady, is a registered financial professional currently at VOYA FINANCIAL PARTNERS, LLC located in New York, New York.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 2008. Daniel has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Daniel Vincent Ogrady's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 8, 2019 - Present
VOYA FINANCIAL PARTNERS, LLC
Office #1: 200 Park Avenue 15th Floor, New York, NY, 10166June 3, 2015 - January 10, 2017
GOLDMAN SACHS & CO. LLC
January 2, 2013 - May 22, 2015
MML DISTRIBUTORS, LLC
March 29, 2012 - January 2, 2013
TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.
March 17, 2009 - November 14, 2011
JOHN HANCOCK DISTRIBUTORS LLC
February 26, 2008 - January 28, 2009
RIVERSOURCE DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/11/2019)
Exams
FINRA
Current Firm
VOYA FINANCIAL PARTNERS, LLC
CRD#: 34815 / SEC#: 801-57637, 8-46451
Contact information
FINRA licenses (53 States and Territories)
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
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