AV
Anil B. Vazirani
VIRTUE CAPITAL MANAGEMENT
Scottsdale, AZ 85260
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CRD#: 2625109
AV
Professional summary
Anil B Vazirani is a registered financial advisor currently at VIRTUE CAPITAL MANAGEMENT, LLC located in Scottsdale, Arizona.
Anil is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Anil has worked at 5 firms and has passed the Series 65, Series 63, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) VAZIRANI & ASSOCIATES.�, Title: INSURANCE ADVISOR- PRESIDENT/CEO.�, Description: ASSISTING EXISTING NEW CLIENTS WITH THE PURCHASE OF INSURANCE RELATED PRODUCTS.�, Start Date: 08-01-2002, Address: 14301 N. 87TH STR., #213, SCOTTSDALE, AZ 85260�, Investment-related? YES, Hours per month: 160, During trading hours: 160 (2) SECURED FINANCIAL SOLUTIONS, Title: PRESIDENT/CEO, Description: SALES OF FINANCIAL PRODUCTS, INSURANCE/OWNER AND OPERATOR RUNS APPOINTMENTS WITH CLIENTS, MARKETING, AND MANAGE DAY TO DAY BUSINESS, Start Date: 08-01-2002, Address: 14301 N 87TH STREET SUITE 213 SCOTTSDALE, AZ 85260, Investment-related? NO, Hours per month: 35, During trading hours: 35
CRS (Client Relationship Summary) - RIA
Click below to view Anil B Vazirani's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 27, 2018 - Present
VIRTUE CAPITAL MANAGEMENT, LLC
Office #1: 14301 N 87th Street Suite 213, Scottsdale, AZ 85260RIA
CRD#: 167816
Scottsdale, AZ
Past
July 20, 2015 - October 1, 2018
HORTER INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 119880
SCOTTSDALE, AZ
Past
June 13, 2008 - July 2, 2015
BROOKSTONE CAPITAL MANAGEMENT LLC
RIA
CRD#: 141413
SCOTTSDALE, AZ
Past
October 1, 2003 - March 11, 2004
USA FINANCIAL SECURITIES LLC
BD
CRD#: 103857
ADA, MI
Past
October 2, 1995 - September 20, 2002
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
BD
CRD#: 611
OMAHA, NE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VC
VIRTUE CAPITAL MANAGEMENT, LLC
VIRTUE CAPITAL MANAGEMENT, LLC
CRD#: 167816 / SEC#: 801-79938
RIA
Registered Investment Advisory firm - (6/25/2014 Approved)Arizona
Registered Investment Advisory firm - (7/1/2014 Terminated)California
Registered Investment Advisory firm - (7/31/2014 Terminated)Florida
Registered Investment Advisory firm - (7/1/2014 Terminated)Georgia
Registered Investment Advisory firm - (7/1/2014 Terminated)Kentucky
Registered Investment Advisory firm - (7/2/2014 Terminated)New Jersey
Registered Investment Advisory firm - (7/11/2014 Terminated)Ohio
Registered Investment Advisory firm - (7/1/2014 Terminated)Pennsylvania
Registered Investment Advisory firm - (7/1/2014 Terminated)Tennessee
Registered Investment Advisory firm - (7/31/2014 Terminated)Texas
Registered Investment Advisory firm - (7/1/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(9/27/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
VC
VIRTUE CAPITAL MANAGEMENT, LLC
VIRTUE CAPITAL MANAGEMENT, LLC
CRD#: 167816 / SEC#: 801-79938
RIA
Registered Investment Advisory firm - (6/25/2014 Approved)Arizona
Registered Investment Advisory firm - (7/1/2014 Terminated)California
Registered Investment Advisory firm - (7/31/2014 Terminated)Florida
Registered Investment Advisory firm - (7/1/2014 Terminated)Georgia
Registered Investment Advisory firm - (7/1/2014 Terminated)Kentucky
Registered Investment Advisory firm - (7/2/2014 Terminated)New Jersey
Registered Investment Advisory firm - (7/11/2014 Terminated)Ohio
Registered Investment Advisory firm - (7/1/2014 Terminated)Pennsylvania
Registered Investment Advisory firm - (7/1/2014 Terminated)Tennessee
Registered Investment Advisory firm - (7/31/2014 Terminated)Texas
Registered Investment Advisory firm - (7/1/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6 Cadillac Dr. Suite 310, Brentwood, TN 37027
Mailing Address
Phone number
(615) 340-0801
Established
Firm type
Fiscal year end
# of Employees
110
SEC notice filing (43 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 6,111 |
| AUM (Assets Under Management) | $ 787,466,707 |
Red Flags
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