William J. Lerner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Jason Lerner, who also goes by Bill Lerner, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1996. William had worked at 5 firms and has passed the Series 66, Series 63, Series 79TO, Series 99TO, SIE, Series 87, Series 86, Series 7 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 24, 2024 - July 10, 2026
CBRE CAPITAL ADVISORS, INC.
September 20, 2010 - December 31, 2015
UNION GAMING RESEARCH
June 16, 2010 - January 2, 2024
CBRE SECURITIES, LLC
June 8, 2006 - April 21, 2009
DEUTSCHE BANK SECURITIES INC.
June 25, 1998 - May 25, 2006
PRUDENTIAL EQUITY GROUP, LLC
December 20, 1996 - March 23, 1998
DEUTSCHE BANK SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
CBRE CAPITAL ADVISORS, INC.
CRD#: 140565 / SEC#: , 8-67319
Contact information
FINRA licenses (26 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
