Anissa D. Cuellar-scherrer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anissa D Cuellar-scherrer, who also goes by Anissa Danielle Cuellar, Anissa Cuellar-scherrer, Anissa D Scherrer, Anissa Danielle Scherrer Mrs., Anissa Danielle Scherrer, Anissa Scherrer, was a registered financial professional .
Anissa is a previously registered financial professional and started their career in finance in 2000. Anissa had worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 3, Series 7, Series 6, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 7, 2022 - August 24, 2023
FIDELITY PERSONAL AND WORKPLACE ADVISORS
August 25, 2022 - August 23, 2023
FIDELITY BROKERAGE SERVICES LLC
May 8, 2020 - June 14, 2022
MORGAN STANLEY
May 8, 2020 - June 14, 2022
MORGAN STANLEY
May 8, 2017 - May 4, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 8, 2017 - May 4, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 30, 2015 - May 2, 2017
UBS FINANCIAL SERVICES INC.
November 25, 2015 - May 2, 2017
UBS FINANCIAL SERVICES INC.
December 16, 2010 - November 13, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 15, 2010 - November 13, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 1, 2009 - November 12, 2010
MORGAN STANLEY
June 1, 2009 - November 12, 2010
MORGAN STANLEY
March 30, 2005 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
March 1, 2005 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
September 26, 2001 - January 27, 2005
MORGAN STANLEY DW INC.
February 28, 2000 - August 15, 2000
CETERA ADVISORS LLC
January 2, 2000 - February 8, 2000
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIDELITY PERSONAL AND WORKPLACE ADVISORS
CRD#: 288590 / SEC#: 801-112027
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 1,991,043 |
| AUM (Assets Under Management) | $ 818,776,100,963 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/22/2024 | ||
| 10/23/2023 | ||
| 01/06/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
