Marylynn A. Bianchi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marylynn Ann Bianchi, who also goes by Marylynn A Bianchi, Marylynn Ann Graceffo, Marylynn Graceflo, was a registered financial professional .
Marylynn is a previously registered financial professional and started their career in finance in 1996. Marylynn had worked at 9 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 13, 2021 - September 24, 2021
CAPITAL ANALYSTS
March 25, 2021 - September 24, 2021
LINCOLN INVESTMENT
January 3, 2017 - September 24, 2021
LINCOLN INVESTMENT
May 16, 2014 - January 3, 2017
LEGEND EQUITIES CORPORATION
June 4, 2005 - May 20, 2014
MML INVESTORS SERVICES, LLC
May 24, 2004 - May 25, 2005
MONY SECURITIES CORPORATION
March 22, 2002 - May 18, 2004
TRANSAMERICA INVESTORS SECURITIES, LLC
April 30, 1999 - January 23, 2002
VALIC FINANCIAL ADVISORS, INC.
March 16, 1999 - December 31, 2001
THE VARIABLE ANNUITY MARKETING COMPANY
January 1, 1996 - February 19, 1999
VOYA FINANCIAL PARTNERS, LLC
Primary Firm SEC Registration
CAPITAL ANALYSTS
CRD#: 162200 / SEC#: 801-74614
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CAPITAL ANALYSTS
CRD#: 162200 / SEC#: 801-74614
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 26,578 |
| AUM (Assets Under Management) | $ 8,713,202,466 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/28/2024 | ||
| 09/27/2023 | ||
| 03/29/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
