MB
Matthew J. Burkhart
PARK AVENUE SECURITIES LLC
MERRICK, NY 11566
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CRD#: 2624649
MB
Professional summary
Matthew J Burkhart, who also goes by Matthew Joseph Burkhart, Matthew Burkhart, is a registered financial advisor currently at PARK AVENUE SECURITIES LLC located in Merrick, New York.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Matthew has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Matthew Joseph Burkhart | Matthew Burkhart
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. InsMed-Guaranteed issue disability through insmed on behalf of Guardian/Berkshire guaranteed disability policies to the medical community
Start: 04/04/2012
Address: 990 Stewart avenue #200 Garden City NY 11530
5 bus hrs per month
Investment related
2. Massmutual-Offering Massmutual
Start: 03/01/2006
Address: 5th ave Financial,
530 5th ave 14th Fl NY, NY 10035
Hrs per month - tot/bus: 2/1
Investment related
3) Unique Asset Management-this activity is to receive insurance commissions
Start date: 06/26/2020
Address: 116 forest avenue unit 3 locust valley ny 11560
5 total hours per month 5 during securities trading hours
Investment related
51-75% annual compensation
CRS (Client Relationship Summary) - RIA
Click below to view Matthew J Burkhart's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Matthew J Burkhart's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 4, 2019 - Present
PARK AVENUE SECURITIES LLC
Office #1: 2693 Riverside Avenue, Merrick, NY 11566RIA
BD
CRD#: 46173
MERRICK, NY
Current
September 25, 2018 - Present
PARK AVENUE SECURITIES LLC
Office #1: 50 Tice Blvd Suite 280, Woodcliff Lake, NJ 07677RIA
BD
CRD#: 46173
Woodcliff Lake, NJ
Past
February 7, 2008 - February 20, 2018
PARK AVENUE SECURITIES LLC
RIA
CRD#: 46173
GARDEN CITY, NY
Past
March 22, 2006 - February 20, 2018
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
GARDEN CITY, NY
Past
February 20, 2003 - March 20, 2006
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SPRINGFIELD, MA
Past
December 10, 2001 - January 21, 2003
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
December 10, 2001 - January 21, 2003
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Past
April 24, 2001 - October 1, 2001
ON-SITE TRADING, INC.
BD
CRD#: 30271
GREAT NECK, NY
Past
January 20, 2000 - May 2, 2001
MONTROSE CAPITAL MANAGEMENT LTD.
BD
CRD#: 40799
NEW YORK, NY
Past
November 4, 1998 - January 12, 2000
SCHONFELD SECURITIES, LLC
BD
CRD#: 23304
JERICHO, NY
Past
August 26, 1998 - September 29, 1998
ON-SITE TRADING, INC.
BD
CRD#: 30271
GREAT NECK, NY
Past
June 16, 1995 - October 9, 1995
ROYCE INVESTMENT GROUP, INC.
BD
CRD#: 10494
WOODBURY, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
New York(10/17/2018)
IAR
New York(4/16/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 8/28/1998
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
10 Hudson Yards, New York, NY 10001
Mailing Address
10 Hudson Yards, New York, NY 10001
Phone number
+1 (888) 600-4667
Established
Delaware since 08/20/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,984
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | OWNER | |
| BOGGS, ALLEN WARREN | HEAD OF PRODUCT & SUPERVISION | 4751363 |
| CASWELL, MARIANNE GRACE | PRESIDENT AND ELECTED MEMBER | 6424651 |
| DAVARASHVILI, KATE | FINOP/PRINCIPAL FINANCIAL OFFICER. | 5642325 |
| DESROCHERS, CARL | ELECTED MEMBER | 7807194 |
| GALLO, JOSEPH MICHAEL | CHIEF COMPLIANCE OFFICER | 3108044 |
| HERGAN, JOSHUA NEIL | GENERAL COUNSEL | 4572643 |
| LESINA, LEYLA ADA | ELECTED MEMBER | 3004323 |
| MAHER, CARLY PRITCHARD | HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS | 4003223 |
| PERRY, MICHAEL ANDREW | ELECTED MEMBER | 2688179 |
| RYNIKER, MICHAEL JOHN | PRINCIPAL OPERATIONS OFFICER | 2474604 |
Regulatory assets under management
| Total Number of Accounts | 71,074 |
| AUM (Assets Under Management) | $ 14,998,852,974 |
Disclosures
| Regulatory Event | 20 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 01/22/2025 | ||
| 11/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PARK AVENUE SECURITIES LLC
CRD#: 46173Merrick, NY 11566TRUST BUT VERIFY
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