David H. Warner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Hiram Warner, CFP® was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1995. David had worked at 4 firms and has passed the SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2011
Experience
October 5, 2018 - September 8, 2025
ARCHER INVESTMENT CORPORATION
October 24, 2016 - August 16, 2017
AVANTAX ADVISORY SERVICES
July 9, 2014 - August 16, 2017
AVANTAX INVESTMENT SERVICES, INC.
October 7, 2010 - December 31, 2012
AVANTAX INVESTMENT SERVICES, INC.
December 8, 2009 - November 27, 2012
AVANTAX ADVISORY SERVICES
March 23, 2000 - December 31, 2001
PFS INVESTMENTS INC.
July 27, 1995 - November 29, 1999
AVANTAX INVESTMENT SERVICES, INC.
Primary Firm SEC Registration
ARCHER INVESTMENT CORPORATION
CRD#: 136403 / SEC#: 801-64607
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ARCHER INVESTMENT CORPORATION
CRD#: 136403 / SEC#: 801-64607
Contact information
SEC notice filing (40 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 5,640 |
| AUM (Assets Under Management) | $ 900,511,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
