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Gilbert Cadavillo Cabusas

CRD# 2624483·Registered 1996 - 2004
Barred: Gilbert Cadavillo Cabusas was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Gilbert Cadavillo Cabusas, who also goes by Gilbert C Cabusas, Joe Cabusas, Joey Cabusas, Jojo Cabusas, was a registered financial advisor. Gilbert was a previously registered financial professional and started their career in finance 1996 - 2004. Gilbert had worked at 9 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Gilbert C Cabusas, Joe Cabusas, Joey Cabusas, Jojo Cabusas

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

FIRST HUDSON FINANCIAL GROUP, INC.·CRD# 32926
BD
New York, NY
November 20, 2003 - August 19, 2004
NATIONAL SECURITIES CORPORATION·CRD# 7569
BD
Boca Raton, FL
May 22, 2002 - December 4, 2003
U.S. SECURITIES & FUTURES CORP.·CRD# 36045
BD
New York, NY
April 23, 2001 - May 17, 2002
HAPOALIM SECURITIES USA, INC.·CRD# 266
BD
New York, NY
October 30, 2000 - May 2, 2001
WOODSTOCK FINANCIAL GROUP, INC.·CRD# 38095
BD
Woodstock, GA
June 12, 2000 - October 30, 2000
PLATINUM EQUITIES, INC.·CRD# 36347
BD
New York, NY
April 28, 1999 - July 19, 2000
SOLID ISG CAPITAL MARKETS, LLC·CRD# 39375
BD
New York, NY
April 29, 1997 - May 3, 1999
ROBERT THOMAS SECURITIES, INC·CRD# 10147
BD
St. Petersburg, FL
February 20, 1997 - April 10, 1997
PRIME CHARTER LTD.·CRD# 25668
BD
New York, NY
August 5, 1996 - February 21, 1997

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Current Firm

FH
FIRST HUDSON FINANCIAL GROUP, INC.

FIRST HUDSON FINANCIAL GROUP, INC. | SHARPE SECURITIES | NATIONAL BROKERAGE, INC.

CRD#: 32926 / SEC#: 8-41803
BD
Cancelled by SEC on 08/11/2006

Contact Information

Established

New York since 08/11/1989

Firm Type

Corporation

Fiscal Year End

September

Documents

Direct owners and executive officers

NamePositionCRD#
WONG, YUET KWANPRESIDENT AND CHIEF COMPLIANCE OFFICER/ROP—
LMH MANAGEMENT CORPOWNER—
HOES, LAWRENCE MATTHEWMINORITY SHAREHOLDER1962908
SIMON, MICHAEL CHARLESCHIEF FINANCIAL OFFICER/SROP/CROP—

Disclosures

Regulatory Event

6

Arbitration

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1996About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Aug 1996About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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