Gilbert C. Cabusas
Professional summary
Gilbert Cadavillo Cabusas was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Gilbert is a previously registered financial professional and started their career in finance in 1996. Prior to being barred, Gilbert had worked at 9 firms, which includes FIRST HUDSON FINANCIAL GROUP INC., NATIONAL SECURITIES CORPORATION, U.S. SECURITIES & FUTURES CORP., HAPOALIM SECURITIES USA INC., WOODSTOCK FINANCIAL GROUP INC., PLATINUM EQUITIES INC., SOLID ISG CAPITAL MARKETS LLC, ROBERT THOMAS SECURITIES INC, PRIME CHARTER LTD..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 20, 2003 - August 19, 2004
FIRST HUDSON FINANCIAL GROUP, INC.
May 22, 2002 - December 4, 2003
NATIONAL SECURITIES CORPORATION
April 23, 2001 - May 17, 2002
U.S. SECURITIES & FUTURES CORP.
October 30, 2000 - May 2, 2001
HAPOALIM SECURITIES USA, INC.
June 12, 2000 - October 30, 2000
WOODSTOCK FINANCIAL GROUP, INC.
April 28, 1999 - July 19, 2000
PLATINUM EQUITIES, INC.
April 29, 1997 - May 3, 1999
SOLID ISG CAPITAL MARKETS, LLC
February 20, 1997 - April 10, 1997
ROBERT THOMAS SECURITIES, INC
August 5, 1996 - February 21, 1997
PRIME CHARTER LTD.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRST HUDSON FINANCIAL GROUP, INC.
CRD#: 32926 / SEC#: , 8-41803
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WONG, YUET KWAN | PRESIDENT AND CHIEF COMPLIANCE OFFICER/ROP | |
| LMH MANAGEMENT CORP | OWNER | |
| HOES, LAWRENCE MATTHEW | MINORITY SHAREHOLDER | 1962908 |
| SIMON, MICHAEL CHARLES | CHIEF FINANCIAL OFFICER/SROP/CROP |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 1 |
Red Flags
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