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WH

William J. Harrison

CLEARCREEK SECURITIES
Salt Lake City, UT 84111
Some features on this profile are disabled
CRD#: 2624442
WH

Professional summary

William Joseph Harrison, who also goes by Bill Harrison, is a registered financial professional currently at CLEARCREEK SECURITIES, LLC located in Salt Lake City, Utah.

William is registered as a RR (Registered Representative) and started their career in finance in 1998. William has worked at 10 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Bill Harrison

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view William Joseph Harrison's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 31, 2020 - Present

CLEARCREEK SECURITIES, LLC

Office #1: 175 East 400 South, Suite 450, Salt Lake City, UT 84111
BD
CRD#: 169774
Salt Lake City, UT
Past

February 24, 2020 - September 1, 2020

DALMORE GROUP LLC

BD
CRD#: 136352
WOODMERE, NY
Past

May 16, 2018 - May 18, 2020

CAPSTONE PARTNERS

BD
CRD#: 132185
Denver, CO
Past

January 1, 2013 - November 4, 2018

HEADWATERS BD, LLC

BD
CRD#: 117042
DENVER, CO
Past

March 3, 2010 - January 4, 2011

COHEN & COMPANY SECURITIES, LLC

BD
CRD#: 149758
LOS ANGELES, CA
Past

April 14, 2005 - December 15, 2009

THE SILVERFERN GROUP, INC.

BD
CRD#: 119266
NEW YORK, NY
Past

December 18, 2000 - March 7, 2003

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
NEW YORK, NY
Past

May 31, 2000 - December 18, 2000

PERSHING LLC

BD
CRD#: 7560
JERSEY CITY, NJ
Past

April 16, 1999 - May 8, 2000

BANC OF AMERICA SECURITIES LLC

BD
CRD#: 26091
NEW YORK, NY
Past

March 25, 1998 - April 23, 1999

A. G. EDWARDS & SONS, INC.

BD
CRD#: 4
ST. LOUIS, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Colorado
(8/31/2020)
RR
Florida
(10/21/2020)
RR
Utah
(1/5/2022)

Exams

State Security Law Exam
RR
Series 63
Date: 8/24/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/23/1998
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CS
CLEARCREEK SECURITIES, LLC
CLEARCREEK PARTNERS | HARRISON CO. SECURITIES | CLEARCREEK SECURITIES, LLC

CRD#: 169774 / SEC#: , 8-69393

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
1165 Delaware Street, Suite 130, Denver, CO 80204
Mailing Address
1165 Delaware Street, Suite 130, Denver, CO 80204
Phone number
(303) 383-1100
Established
Colorado since 09/11/2013
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (5 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
CLEARCREEK PARTNERS, LLCMEMBER
KINZER, CAROL ANNFINOP4519471
OOMS, CASPAR ALEXANDERCEO AND CHIEF COMPLIANCE OFFICER5002938

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CLEARCREEK SECURITIES, LLC

CRD#: 169774Salt Lake City, UT 84111

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