James Edward Joyce Jr
Professional Summary
James Edward Joyce Jr, who also goes by James Edward Joyce Jr, James Edward Joyce, was a registered financial advisor. James was a previously registered financial professional and started their career in finance 1970 - 2019. James had worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 5, Series 7, Series 1 and Series 8 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
James Edward Joyce Jr, James Edward Joyce
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
56 years in the financial services industry
Current & Past Employments
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Current Firm
COMPASS SECURITIES CORPORATION
Contact Information
Main Address
50 Braintree Hill Park Suite 105, Braintree, MA 02184-8734Mailing Address
50 Braintree Hill Park Suite 105, Braintree, MA 02184-8734Phone Number
(781) 535-6083Established
Massachusetts since 11/05/1984Firm Type
CorporationFiscal Year End
JuneFirm Size
SmallFINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
1Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 5 — Interest Rate Options Examination
Passed Dec 1981Series 1 — Registered Representative Examination
Passed Oct 1970Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Aug 1994Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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