Daniel P. Bailey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel P Bailey, who also goes by Daniel Bailey, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1995. Daniel had worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 3, 2017 - September 17, 2018
AGES FINANCIAL SERVICES, LTD.
May 21, 2013 - February 10, 2017
SOURCE CAPITAL GROUP, INC.
November 24, 2006 - May 21, 2013
CAPITOL SECURITIES MANAGEMENT, INC.
June 17, 2005 - November 29, 2006
THE CONCORD EQUITY GROUP, LLC
April 18, 2002 - July 6, 2005
KIRLIN SECURITIES INC.
September 21, 1998 - April 15, 2002
SCHNEIDER SECURITIES, INC.
June 27, 1995 - October 5, 1998
H.J. MEYERS & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
AGES FINANCIAL SERVICES, LTD.
CRD#: 15427 / SEC#: , 8-32155
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
