James Patrick Mccaffrey Jr
Professional Summary
James Patrick Mccaffrey JR, who also goes by Chip Patrick Mccaffrey Jr, Chip Mccaffrey, James Patrick Mccaffrey, James Mccaffrey, is a registered financial advisor currently at INVICTA CAPITAL LLC located in Oakmont, Pennsylvania. James is registered as a RR (Registered Representative) and started their career in finance in 1995. James has worked at 16 firms and has passed the Series 63, Series 65, SIE, Series 79TO, Series 7 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Chip Patrick Mccaffrey Jr, Chip Mccaffrey, James Patrick Mccaffrey, James Mccaffrey
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
31 years in the financial services industry
Current & Past Employments
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Current Firm
INVICTA CAPITAL LLC
Contact Information
Main Address
527 Cedar Way Suite 101, Oakmont, PA 15139Mailing Address
527 Cedar Way Suite 101, Oakmont, PA 15139Phone Number
(412) 349-8684Established
Pennsylvania since 07/14/2010Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (37 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(3/19/2024)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2024About the Series 79TO examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jun 1995About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view James Patrick Mccaffrey JR's CRS (Customer Relationship Summary).
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