BN
Bradford B. Nichols
NEFPG
Burlington, MA 01803
Some features on this profile are disabled
CRD#: 2624137
BN
Professional summary
Bradford Bergh Nichols, AIF®, who also goes by Brad Nichols, is a registered financial advisor currently at NEFPG located in Burlington, Massachusetts and RAYMOND JAMES FINANCIAL SERVICES, INC. located in Burlington, Massachusetts.
Bradford is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Bradford has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 52 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brad Nichols
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1)Name of Business: 69 winn LLC Address: 69 winn street, burlington, MA, 01803, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 02/01/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: none. bought the office building which we currently rent out (2)Name of Business: bradford b nichols Address: 69 winn street, burlington, MA, 01803, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 01/01/2019 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: sale of life health LTC and disability (3)Name of Business: new england financial planning group Address: 69 Winn St, Burlington, MA, 01803, United States Activity Type: Independent RIA Position/Title: Advisor, Officer - CEO, Owner/Proprietor Investment Related: Yes Start Date: 01/01/2019 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: advisorcompliance officer (4)Name of Business: New England Financial Planning Group Address: 69 Winn St, Burlington, MA, 01803, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/01/2015 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 21-40 Description of duties: participate in investment committee member, investment research and allocation amounts as well as general product research (5)Name of Business: Nichols Trust Address: none, nashua, NH, 03062, United States Activity Type: Control Person Position/Title: Executor (Named Only), Successor trustee (Acting) Investment Related: Yes Start Date: 11/04/2009 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: distribute assets between myself and my sister per the will/trustgather checks, sell the houses,car...etc
CRS (Client Relationship Summary) - RIA
Click below to view Bradford Bergh Nichols's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
December 20, 2018 - Present
NEFPG
Office #1: 69 Winn Street, Burlington, MA 01803RIA
CRD#: 105254
Burlington, MA
Current
June 15, 2007 - Present
RAYMOND JAMES FINANCIAL SERVICES, INC.
Office #1: 69 Winn Sreet, Burlington, MA 01803-4199BD
CRD#: 6694
Burlington, MA
Past
April 6, 2009 - July 16, 2020
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
BURLINGTON, MA
Past
October 19, 2004 - June 20, 2007
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
ATLANTA, GA
Past
November 6, 2003 - June 20, 2007
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
ATLANTA, GA
Past
June 24, 2003 - November 7, 2003
AMERIPRISE ADVISOR SERVICES, INC.
RIA
CRD#: 5979
ATLANTA, GA
Past
March 5, 2003 - June 25, 2003
CHOREO, LLC
RIA
CRD#: 111221
ATLANTA, GA
Past
July 7, 1995 - November 7, 2003
AMERIPRISE ADVISOR SERVICES, INC.
BD
CRD#: 5979
DETROIT, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NE
NEFPG
NEFPG | WOJCIK RICHARD J | NEW ENGLAND FINANCIAL PLANNING GROUP, LLC | NEW ENGLAND FINANCIAL PLANNING GROUP
CRD#: 105254 / SEC#: 801-17130
RIA
Registered Investment Advisory firm - (5/17/1982 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/8/2023)
RR
Arizona(9/6/2007)
RR
California(2/20/2015)
RR
Colorado(2/16/2018)
RR
Connecticut(6/9/2014)
RR
Delaware(6/2/2016)
RR
Florida(6/15/2007)
RR
Georgia(6/15/2007)
RR
Maine(4/8/2008)
RR
Massachusetts(6/15/2007)
IAR
Massachusetts(12/20/2018)
RR
Montana(5/25/2017)
RR
New Hampshire(9/6/2007)
IAR
New Hampshire(2/2/2022)
RR
New Jersey(6/2/2016)
RR
New York(4/18/2008)
RR
North Carolina(6/15/2007)
RR
Ohio(10/19/2009)
RR
Pennsylvania(4/19/2017)
RR
South Carolina(6/2/2016)
RR
Texas(11/30/2018)
IAR
Texas(10/29/2021)
RR
Vermont(1/7/2021)
RR
Virginia(6/2/2016)
RR
Washington(5/20/2021)
RR
Wisconsin(1/14/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
NE
NEFPG
NEFPG | WOJCIK RICHARD J | NEW ENGLAND FINANCIAL PLANNING GROUP, LLC | NEW ENGLAND FINANCIAL PLANNING GROUP
CRD#: 105254 / SEC#: 801-17130
RIA
Registered Investment Advisory firm - (5/17/1982 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
69 Winn Street, Burlington, MA 01803
Mailing Address
Phone number
(781) 272-2200
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 709 |
| AUM (Assets Under Management) | $ 226,887,104 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
NEFPG
CRD#: 105254Burlington, MA 01803TRUST BUT VERIFY
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