Jeffrey H. Mount
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Hasbrouck Mount, who also goes by Jeff Mount, Jeffrey H Mount, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1995. Jeffrey had worked at 16 firms and has passed the Series 63, Series 65, Series 7TO, SIE and Series 6 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 14, 2025 - September 10, 2026
FORESIDE FUND SERVICES, LLC
May 12, 2025 - June 4, 2025
UNITED ADVISOR GROUP
January 22, 2024 - July 3, 2024
TACTIVE ADVISORS, LLC
May 10, 2022 - October 26, 2022
FARTHER
January 29, 2016 - September 6, 2019
ASSETMARK BROKERAGE, LLC
January 26, 2016 - September 6, 2019
ASSETMARK, INC.
September 22, 2015 - January 14, 2016
ADVISORS CAPITAL MANAGEMENT, LLC
March 23, 2012 - January 13, 2015
CURIAN CAPITAL, LLC
January 6, 2010 - January 13, 2015
CURIAN CLEARING, LLC
January 3, 2008 - December 31, 2009
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
December 11, 2004 - January 8, 2008
METLIFE INVESTORS DISTRIBUTION COMPANY
August 3, 2004 - December 11, 2004
METLIFE INVESTORS DISTRIBUTION COMPANY
March 12, 2001 - July 12, 2004
EVERLAKE DISTRIBUTORS, LLC
August 20, 1998 - February 20, 2001
MANULIFE WOOD LOGAN, INC.
August 18, 1997 - February 24, 1998
FSC SECURITIES CORPORATION
June 19, 1995 - July 15, 1997
MML INVESTORS SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
What does exam status mean?
Series 7TO
Passed: 7/14/2025
General Securities Representative ExaminationSeries 6
Passed: 6/16/1995
Current Firm
FORESIDE FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
