Jeffrey H. Mount

FORESIDE FUND SERVICES

Portland, ME 04101

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CRD#: 2623991

Professional summary

Jeffrey Hasbrouck Mount, who also goes by Jeff Mount, Jeffrey H Mount, is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in Portland, Maine.

Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 1995. Jeffrey has worked at 16 firms and has passed the Series 63, Series 65, Series 7TO, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Jeff Mount | Jeffrey H Mount

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) I am an independent contractor with Kurv Investments. I act as a wholesaler for their Covered Call ETFs in the New England states. This is an investment-related business, that requires a Series 7 and 63. The address for Kurv Investments is 1 Letterman Drive, Suites 3-500, San Francisco, CA. I was officially onboarded on 4/15/2025. This is a full-time role. 2) I am also the CEO of Caddis, LLC. We provide sales management and marketing services for RIA firms and broker/dealer firms. The address is Caddis, LLC, 395 Burr Street, Fairfield, CT 06824. I started this business on 11/1/2024. This is a full-time role.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jeffrey Hasbrouck Mount's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 14, 2025 - Present

FORESIDE FUND SERVICES, LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101

CRD#: 46106

Portland, ME

Past

May 12, 2025 - June 4, 2025

UNITED ADVISOR GROUP

RIA

CRD#: 324205

Fairfield, CT

Past

January 22, 2024 - July 3, 2024

TACTIVE ADVISORS, LLC

RIA

CRD#: 309311

JACKSONVILLE, FL

Past

May 10, 2022 - October 26, 2022

FARTHER

RIA

CRD#: 302050

Fairfield, CT

Past

January 29, 2016 - September 6, 2019

ASSETMARK BROKERAGE, LLC

CRD#: 169804

CONCORD, CA

Past

January 26, 2016 - September 6, 2019

ASSETMARK, INC.

RIA

CRD#: 109018

Fairfield, CT

Past

September 22, 2015 - January 14, 2016

ADVISORS CAPITAL MANAGEMENT, LLC

RIA

CRD#: 112266

RIDGEWOOD, NJ

Past

March 23, 2012 - January 13, 2015

CURIAN CAPITAL, LLC

RIA

CRD#: 120270

DENVER, CO

Past

January 6, 2010 - January 13, 2015

CURIAN CLEARING, LLC

CRD#: 132938

DENVER, CO

Past

January 3, 2008 - December 31, 2009

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

CRD#: 40178

FRANKLIN, TN

Past

December 11, 2004 - January 8, 2008

METLIFE INVESTORS DISTRIBUTION COMPANY

CRD#: 107622

NEW YORK CITY, NY

Past

August 3, 2004 - December 11, 2004

METLIFE INVESTORS DISTRIBUTION COMPANY

CRD#: 6695

NEWPORT BEACH, CA

Past

March 12, 2001 - July 12, 2004

EVERLAKE DISTRIBUTORS, LLC

CRD#: 100460

NORTHBROOK, IL

Past

August 20, 1998 - February 20, 2001

MANULIFE WOOD LOGAN, INC.

CRD#: 19177

STAMFORD, CT

Past

August 18, 1997 - February 24, 1998

FSC SECURITIES CORPORATION

CRD#: 7461

ATLANTA, GA

Past

June 19, 1995 - July 15, 1997

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(7/29/2025)

Maine
(7/30/2025)

Massachusetts
(7/30/2025)

New Hampshire
(7/30/2025)

Rhode Island
(8/4/2025)

Vermont
(7/30/2025)

Exams

State Security Law Exam

Series 63

Date: 7/28/2025

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 3/22/2012

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 7/14/2025

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 4/28/2025

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 6/16/1995

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

FORESIDE FUND SERVICES, LLC

FORESIDE FUND SERVICES, LLC | FORUM FUND SERVICES, LLC

CRD#: 46106 / SEC#: , 8-51293

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

190 Middle Street Suite 301, Portland, ME 04101

Mailing Address

190 Middle Street Suite 301, Portland, ME 04101

Phone number

(207) 553-7110

Established

Delaware since 09/08/1998

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
FORESIDE DISTRIBUTORS, LLC	SOLE MEMBER
COWAN, TERESA MARIA KAZMIERSKI	PRES/MANAGER/DIRECTOR	1544189
EDELMAN, GABRIEL	SECRETARY	6654419
LA FOND, SUSAN LORENE	TREASURER	4512785
LANZA, CHRISTOPHER CONTE	VICE PRESIDENT	2184856
MACCHIA, KATE SCHENDEL	VICE PRESIDENT	4863973
SOMMERS, WESTON	CFO/FINOP	5290145
STROUT, ALICIA KIMBERLY	CHIEF COMPLIANCE OFFICER/VICE PRESIDENT	6320351

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jeffrey H. Mount

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jeffrey Hasbrouck Mount's CRS (Customer Relationship Summary).

Certified licenses

Experience

UNITED ADVISOR GROUP

TACTIVE ADVISORS, LLC

FARTHER

ASSETMARK BROKERAGE, LLC

ASSETMARK, INC.

ADVISORS CAPITAL MANAGEMENT, LLC

CURIAN CAPITAL, LLC

CURIAN CLEARING, LLC

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

METLIFE INVESTORS DISTRIBUTION COMPANY

METLIFE INVESTORS DISTRIBUTION COMPANY

EVERLAKE DISTRIBUTORS, LLC

MANULIFE WOOD LOGAN, INC.

FSC SECURITIES CORPORATION

MML INVESTORS SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 7/28/2025

Series 65

Date: 3/22/2012

Series 7TO

Date: 7/14/2025

SIE

Date: 4/28/2025

Series 6

Date: 6/16/1995

FINRA

Current Firm

FORESIDE FUND SERVICES, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

FORESIDE FUND SERVICES, LLC

TRUST BUT VERIFY

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