AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
FS

Fredrick P. Scuteri

MURIEL SIEBERT & CO.
New York, NY 10282
Some features on this profile are disabled
CRD#: 2623915
FS

Professional summary

Fredrick Paul Scuteri, who also goes by Fred Scuteri, Freddy Scuteri, Fredo Scuteri, Fredrick Paul Scuteri Jr, is a registered financial professional currently at MURIEL SIEBERT & CO., LLC located in New York, New York and RISE FINANCIAL SERVICES, LLC located in Miami Beach, Florida.

Fredrick is registered as a RR (Registered Representative) and started their career in finance in 1998. Fredrick has worked at 13 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 55, Series 7, Series 27, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Fred Scuteri | Freddy Scuteri | Fredo Scuteri | Fredrick Paul Scuteri Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Fredrick Paul Scuteri's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 14, 2025 - Present

MURIEL SIEBERT & CO., LLC

Office #1: 300 Vesey Street 5th Floor, New York, NY, 10282
BD
CRD#: 5376
New York, NY
Current

March 12, 2026 - Present

RISE FINANCIAL SERVICES, LLC

Office #1: 653 Collins Avenue, Miami Beach, FL 33139
BD
CRD#: 146103
MIAMI BEACH, FL
Past

December 14, 2023 - April 16, 2025

ONE GROWTH SECURITIES LLC

BD
CRD#: 310890
NEW YORK , NY
Past

March 28, 2023 - April 16, 2025

DRIVEWEALTH, LLC

BD
CRD#: 165429
New York, NY
Past

January 4, 2022 - April 16, 2025

DRIVEWEALTH INSTITUTIONAL LLC

BD
CRD#: 33038
New York, NY
Past

November 15, 2012 - September 10, 2013

SRT SECURITIES LLC

BD
CRD#: 33725
BIRMINGHAM, MI
Past

June 27, 2011 - May 21, 2012

REUTERS TRANSACTION SERVICES LLC

BD
CRD#: 13245
NEW YORK, NY
Past

February 22, 2005 - September 29, 2010

DRIVEWEALTH INSTITUTIONAL LLC

BD
CRD#: 33038
NEW YORK, NY
Past

December 5, 2003 - March 9, 2005

UBS SECURITIES LLC

BD
CRD#: 7654
NEW YORK, NY
Past

March 1, 2002 - December 5, 2003

ABN AMRO INCORPORATED

BD
CRD#: 15776
STAMFORD, CT
Past

July 24, 2001 - March 1, 2002

ABN AMRO SECURITIES LLC

BD
CRD#: 6540
NEW YORK, NY
Past

May 1, 2001 - July 27, 2001

J.P. MORGAN SECURITIES INC.

BD
CRD#: 18718
NEW YORK, NY
Past

January 3, 2001 - May 1, 2001

JPMSI

BD
CRD#: 15733
NEW YORK, NY
Past

March 7, 2000 - December 31, 2000

J. P. MORGAN ADVISORY SERVICES INC.

BD
CRD#: 102040
NEW YORK, NY
Past

October 21, 1998 - March 7, 2000

JPMSI

BD
CRD#: 15733
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(3/12/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 8/24/2000
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 2/22/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 10/27/2025
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 3/31/2023
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 5/4/2001
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 10/20/1998
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 27
Date: 6/13/2022
Financial and Operations Principal Examination
Principal/Supervisory Exam
RR
Series 10
Date: 9/20/2004
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 9/24/2002
General Securities Sales Supervisor - Options Module Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange

Current Firm

RF
RISE FINANCIAL SERVICES, LLC
CADENA CAPITAL GROUP, INC. | WPS PRIME SERVICES, LLC | WEEDEN PRIME SERVICES, LLC. | SAXIS GROUP, LLC. | SAXIS GROUP, INC. | SAXIS GROUP | RISE FINANCIAL SERVICES, LLC

CRD#: 146103 / SEC#: , 8-67787

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
653 Collins Avenue, Miami Beach, FL 33139
Mailing Address
653 Collins Avenue, Miami Beach, FL 33139
Phone number
(212) 644-2400
Established
Delaware since 12/13/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (7 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
SIEBERT FINANCIAL CORP.OWNER
GEBBIA, GLORIA ESTELLEOWNER2126152
BONO, RONALD ROSSCCO1247269
REICH, ANDREW HENRYCFO1966909
REICH, ANDREW HENRYCEO1966909

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

RISE FINANCIAL SERVICES, LLC

CRD#: 146103New York, NY 10282

TRUST BUT VERIFY

Monitor Fredrick Scuteri

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Elizabeth Katz Miller
Elizabeth MillerAdvisorCheck Check Mark
SUMMIT PLACE FINANCIAL ADVISORS, LLC
IAR
Summit, NJ
Richard Gaspare Dragotta
Richard DragottaAdvisorCheck Check Mark
LPL FINANCIAL LLC
IAR
RR
Paramus, NJ
Anthony J. Macagna
Anthony MacagnaAdvisorCheck Check Mark
STRATEGIC ADVISERS LLC
IAR
RR
RIDGEWOOD, NJ
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.