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SM

Scott D. Mcelhenny

Some features on this profile are disabled
CRD#: 2623701
SM

Professional summary

Scott David Mcelhenny was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Scott is a previously registered financial advisor and started their career in finance in 1995. Prior to being barred, Scott had worked at 5 firms, which includes CPI CAPITAL, SII INVESTMENTS INC., JARON EQUITIES CORP., L.O. THOMAS & CO. INC., PFS INVESTMENTS INC..

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

June 6, 2002 - October 16, 2009

CPI CAPITAL

RIA
CRD#: 44575
MARLTON, NJ
Past

March 29, 2001 - October 16, 2009

CPI CAPITAL

BD
CRD#: 44575
MARLTON, NJ
Past

May 19, 1998 - March 30, 2001

SII INVESTMENTS, INC.

BD
CRD#: 2225
APPLETON, WI
Past

May 20, 1997 - April 15, 1998

SII INVESTMENTS, INC.

BD
CRD#: 2225
APPLETON, WI
Past

January 28, 1997 - April 9, 1997

JARON EQUITIES CORP.

BD
CRD#: 5764
HICKSVILLE, NY
Past

December 11, 1996 - February 5, 1997

L.O. THOMAS & CO. INC.

BD
CRD#: 23657
LINWOOD, NJ
Past

July 27, 1995 - December 31, 1996

PFS INVESTMENTS INC.

BD
CRD#: 10111
DULUTH, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 12/17/1999
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 7/26/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 10/1/1999
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 7/26/1995
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 9/29/2006
General Securities Principal Examination

Current Firm

CC
CPI CAPITAL
COMPREHENSIVE PROGRAMS, INC. | CPI CAPITAL | CPI ADVISORS

CRD#: 44575 / SEC#: 801-56355, 8-50786

BD
Terminated by SEC on 11/16/2012
PREMIUM
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Contact information

Main Address
Mailing Address
Phone number
Established
New Jersey since 08/16/1996
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Latest Form ADV

Part 2 Brochures

Direct owners and executive officers

NamePositionCRD#
COMPREHENSIVE INSURANCE PROGRAMS, INCOWNER
DEVICCI, GARY DANIELPRESIDENT/CHIEF COMPLIANCE OFFICER836377
PILONE, PATRICIADIRECTOR1890633
SUSSMAN, RONALD BRUCESECRETARY/DIRECTOR1233596

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CPI CAPITAL

CRD#: 44575

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