Scott D. Mcelhenny
Professional summary
Scott David Mcelhenny was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Scott is a previously registered financial advisor and started their career in finance in 1995. Prior to being barred, Scott had worked at 5 firms, which includes CPI CAPITAL, SII INVESTMENTS INC., JARON EQUITIES CORP., L.O. THOMAS & CO. INC., PFS INVESTMENTS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 6, 2002 - October 16, 2009
CPI CAPITAL
March 29, 2001 - October 16, 2009
CPI CAPITAL
May 19, 1998 - March 30, 2001
SII INVESTMENTS, INC.
May 20, 1997 - April 15, 1998
SII INVESTMENTS, INC.
January 28, 1997 - April 9, 1997
JARON EQUITIES CORP.
December 11, 1996 - February 5, 1997
L.O. THOMAS & CO. INC.
July 27, 1995 - December 31, 1996
PFS INVESTMENTS INC.
State Registrations and Notice Filings
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Exams
Current Firm
CPI CAPITAL
CRD#: 44575 / SEC#: 801-56355, 8-50786
Contact information
Disclosures
| Regulatory Event | 1 |
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