Lamar C. Smith
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lamar Campbell Smith was a registered financial professional .
Lamar is a previously registered financial professional and started their career in finance in 1996. Lamar had worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 11, 2014 - February 3, 2020
BOUSTEAD SECURITIES, LLC
October 16, 2012 - April 2, 2014
HEDGE HARBOR INC.
February 17, 2012 - December 18, 2012
MATADOR HOLDINGS, LLC
October 23, 2009 - March 24, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 23, 2009 - March 24, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 13, 2006 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
July 13, 2006 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
May 27, 2004 - July 21, 2006
RBC CAPITAL MARKETS, LLC
May 17, 2004 - July 21, 2006
RBC CAPITAL MARKETS, LLC
February 4, 1997 - March 25, 1998
J.P. MORGAN SECURITIES LLC
June 26, 1996 - February 7, 1997
J.P. MORGAN SECURITIES OF TEXAS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BOUSTEAD SECURITIES, LLC
CRD#: 141391 / SEC#: , 8-67384
Contact information
FINRA licenses (47 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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