Juan A. Pittman

FRASCA & ASSOCIATES LLC

ALPHARETTA, GA

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CRD#: 2623266

Professional summary

Juan Antonio Pittman is a registered financial advisor currently at FRASCA & ASSOCIATES LLC located in Alpharetta, Georgia.

Juan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Juan has worked at 6 firms and has passed the Series 65, Series 63, Series 50, Series 3, Series 7, Series 54, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Juan Antonio Pittman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 16, 2012 - Present

FRASCA & ASSOCIATES LLC

RIA

CRD#: 147883

ALPHARETTA, GA

Past

April 19, 2013 - February 18, 2014

TERMINUS SECURITIES, LLC

CRD#: 148031

ATLANTA, GA

Past

March 10, 2009 - March 3, 2011

TERMINUS SECURITIES, LLC

CRD#: 148031

ATLANTA,, GA

Past

November 14, 2008 - December 31, 2011

FRASCA & ASSOCIATES LLC

RIA

CRD#: 147883

ALPHARETTA, GA

Past

July 9, 2004 - December 7, 2007

J.P. MORGAN SECURITIES LLC

CRD#: 79

ATLANTA, GA

Past

March 22, 1999 - July 16, 2004

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

November 5, 1997 - March 25, 1999

AMERIVET SECURITIES, INC.

CRD#: 34786

NEW YORK, NY

Past

July 18, 1995 - December 5, 1995

INTERFIRST CAPITAL CORPORATION

CRD#: 7659

LOS ANGELES, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(7/16/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/26/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/18/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 50

Date: 2/6/2016

Municipal Advisor Representative Qualification Exam

General Industry/Product Exam

Series 3

Date: 5/14/2008

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 7/17/1995

General Securities Representative Examination

Principal/Supervisory Exam

Series 54

Date: 6/21/2019

Municipal Advisor Principal Qualification Examination

Principal/Supervisory Exam

Series 53

Date: 12/19/2003

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 12/7/1998

General Securities Principal Examination

Current Firm

FRASCA & ASSOCIATES LLC

CRD#: 147883 / SEC#:

Georgia

Registered Investment Advisory firm - (7/13/2012 Approved)

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Contact information

Main Address

521 Madison Avenue 7th Floor, New York, NY 10022

Mailing Address

Phone number

(212) 355-4050

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Juan A. Pittman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Juan Antonio Pittman's CRS (Customer Relationship Summary).

Certified licenses

Experience

TERMINUS SECURITIES, LLC

TERMINUS SECURITIES, LLC

FRASCA & ASSOCIATES LLC

J.P. MORGAN SECURITIES LLC

UBS FINANCIAL SERVICES INC.

AMERIVET SECURITIES, INC.

INTERFIRST CAPITAL CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 9/26/2008

Series 63

Date: 8/18/1995

Series 50

Date: 2/6/2016

Series 3

Date: 5/14/2008

Series 7

Date: 7/17/1995

Series 54

Date: 6/21/2019

Series 53

Date: 12/19/2003

Series 24

Date: 12/7/1998

Current Firm

FRASCA & ASSOCIATES LLC

Contact information

Documents

Red Flags

Company Information

FRASCA & ASSOCIATES LLC

TRUST BUT VERIFY

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