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RS

Robert T. Shrekgast

KOPENTECH CAPITAL MARKETS LLC
ROSLYN, NY
Some features on this profile are disabled
CRD#: 2623112
RS

Professional summary

Robert Thomas Shrekgast JR, who also goes by Bob Shrekgast, Robert Thomas Shrekgast, is a registered financial professional currently at KOPENTECH CAPITAL MARKETS LLC located in Roslyn, New York.

Robert is registered as a RR (Registered Representative) and started their career in finance in 1995. Robert has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Bob Shrekgast | Robert Thomas Shrekgast

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Thomas Shrekgast JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 9, 2022 - Present

KOPENTECH CAPITAL MARKETS LLC

BD
CRD#: 299808
ROSLYN, NY
Past

May 6, 2021 - July 7, 2021

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

BD
CRD#: 11025
SUMMIT, NJ
Past

January 1, 2019 - July 3, 2019

SUN LIFE INSTITUTIONAL DISTRIBUTORS (U.S.) LLC

BD
CRD#: 170062
NEW YORK, NY
Past

January 4, 2013 - June 19, 2014

CRT CAPITAL GROUP LLC

BD
CRD#: 28830
STAMFORD, CT
Past

December 14, 2010 - May 2, 2012

GLEACHER & COMPANY SECURITIES, INC.

BD
CRD#: 298
NEW YORK, NY
Past

April 5, 2002 - May 14, 2010

BNP PARIBAS SECURITIES CORP.

BD
CRD#: 15794
NEW YORK, NY
Past

July 6, 2001 - August 23, 2001

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
NEW YORK, NY
Past

April 19, 1999 - August 18, 2000

BNP PARIBAS SECURITIES CORP.

BD
CRD#: 15794
NEW YORK, NY
Past

June 23, 1995 - September 12, 1997

CITICORP SECURITIES, INC.

BD
CRD#: 7474
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(1/10/2024)
RR
Colorado
(1/10/2024)
RR
Connecticut
(1/10/2024)
RR
Delaware
(1/10/2024)
RR
District of Columbia
(1/10/2024)
RR
Florida
(1/10/2024)
RR
Georgia
(1/10/2024)
RR
Illinois
(1/10/2024)
RR
Indiana
(1/10/2024)
RR
Iowa
(1/10/2024)
RR
Maryland
(1/10/2024)
RR
Massachusetts
(1/10/2024)
RR
Minnesota
(1/10/2024)
RR
Missouri
(1/10/2024)
RR
Nevada
(1/10/2024)
RR
New Jersey
(11/9/2022)
RR
New York
(1/10/2024)
RR
Ohio
(1/11/2024)
RR
Pennsylvania
(1/10/2024)
RR
South Carolina
(1/10/2024)
RR
Texas
(1/10/2024)
RR
Virginia
(1/10/2024)
RR
Wisconsin
(1/10/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 2/18/2019
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 1/3/2019
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/31/2018
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 9/19/2025
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

KC
KOPENTECH CAPITAL MARKETS LLC
KOPENTECH | KOPENTECH LLC | KOPENTECH CAPITAL MARKETS LLC

CRD#: 299808 / SEC#: , 8-70331

BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
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Contact information

Main Address
25 Fernwood Lane Suite 1101, Roslyn, NY 11576
Mailing Address
25 Fernwood Lane Suite 1101, Roslyn, NY 11576
Phone number
(800) 862-1684
Established
Delaware since 03/15/2019
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (23 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
KOPENTECH LLCPARTNER
CHAN, STANLEYCHIEF COMPLIANCE OFFICER4184811
SCHILLING, MICHAEL JAMESDIRECTOR / FINOP/ CFO/ PFO/ POO2609624

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

KOPENTECH CAPITAL MARKETS LLC

CRD#: 299808Roslyn, NY

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