Robert T. Shrekgast
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Thomas Shrekgast JR, who also goes by Bob Shrekgast, Robert Thomas Shrekgast, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1995. Robert had worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 9, 2022 - July 24, 2026
KOPENTECH CAPITAL MARKETS LLC
May 6, 2021 - July 7, 2021
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
January 1, 2019 - July 3, 2019
SUN LIFE INSTITUTIONAL DISTRIBUTORS (U.S.) LLC
January 4, 2013 - June 19, 2014
CRT CAPITAL GROUP LLC
December 14, 2010 - May 2, 2012
GLEACHER & COMPANY SECURITIES, INC.
April 5, 2002 - May 14, 2010
BNP PARIBAS SECURITIES CORP.
July 6, 2001 - August 23, 2001
CREDIT SUISSE SECURITIES (USA) LLC
April 19, 1999 - August 18, 2000
BNP PARIBAS SECURITIES CORP.
June 23, 1995 - September 12, 1997
CITICORP SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KOPENTECH CAPITAL MARKETS LLC
CRD#: 299808 / SEC#: , 8-70331
Contact information
FINRA licenses (23 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
