Mark A. Neuman

HERO ASSET MANAGEMENT

Atlanta, GA 30328

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CRD#: 2622959

Professional summary

Mark Adam Neuman, CFA, who also goes by Mark A Neuman, is a registered financial advisor currently at HERO ASSET MANAGEMENT located in Atlanta, Georgia.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Mark has worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 3 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mark A Neuman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Isacalari, LLC (Hero Farmed Cooperative): Consulting Business Not Investment Related - Approximately 10 hours per week

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Adam Neuman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Current

June 18, 2025 - Present

HERO ASSET MANAGEMENT

Office #1: 7000 Central Parkway Suite 1100, Atlanta, GA 30328

RIA

CRD#: 335707

Atlanta, GA

Past

December 2, 2024 - December 16, 2024

MACRO RISK ADVISORS LLC

CRD#: 148143

RYE, NY

Past

August 17, 2022 - August 7, 2023

FORESIDE FUND SERVICES, LLC

CRD#: 46106

PORTLAND, ME

Past

February 6, 2018 - July 11, 2022

BAY CREST PARTNERS, LLC

CRD#: 39944

Greenwich, CT

Past

April 27, 2009 - February 2, 2018

JONESTRADING

CRD#: 6888

COS COB, CT

Past

July 13, 2007 - April 14, 2009

SUSQUEHANNA FINANCIAL GROUP, LLLP

CRD#: 35865

NEW YORK, NY

Past

March 20, 2002 - March 24, 2004

SUSQUEHANNA FINANCIAL GROUP, LLLP

CRD#: 35865

BALA CYNWYD, PA

Past

July 13, 1995 - February 5, 2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(6/18/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/1/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/12/2007

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 9/18/1995

National Commodity Futures Examination

Current Firm

HERO ASSET MANAGEMENT

HERO ASSET MANAGEMENT | HERO ASSET MANAGEMENT, LLC

CRD#: 335707 / SEC#:

Georgia

Registered Investment Advisory firm - (6/18/2025 Approved)

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Contact information

Main Address

7000 Central Parkway, Suite 1460, Sandy Springs, GA 30328

Mailing Address

Phone number

(917) 658-9369

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mark A. Neuman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Adam Neuman's CRS (Customer Relationship Summary).

Certified licenses

Experience

MACRO RISK ADVISORS LLC

FORESIDE FUND SERVICES, LLC

BAY CREST PARTNERS, LLC

JONESTRADING

SUSQUEHANNA FINANCIAL GROUP, LLLP

SUSQUEHANNA FINANCIAL GROUP, LLLP

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 63

Date: 10/1/2007

SIE

Date: 10/1/2018

Series 7

Date: 7/12/2007

Series 3

Date: 9/18/1995

Current Firm

HERO ASSET MANAGEMENT

Contact information

Documents

Red Flags

Company Information

HERO ASSET MANAGEMENT

TRUST BUT VERIFY

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