Donald R. Murtaugh
Professional summary
Donald Raymond Murtaugh, who also goes by Donald R Murtaugh, Donald Raymond Murtaugh, Donald Murtaugh, is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Ormond Beach, Florida.
Donald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Donald has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Donald Raymond Murtaugh's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Donald Raymond Murtaugh's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 11, 2026 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
April 28, 2026 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 600 Portland Ave S, Minneapolis, MN 55415July 11, 2025 - September 18, 2025
LPL FINANCIAL LLC
July 10, 2025 - April 23, 2026
LPL FINANCIAL LLC
June 16, 2025 - April 20, 2026
ARCH GLOBAL ADVISORS, LLC
May 12, 2025 - July 10, 2025
CADARET, GRANT & CO., INC.
May 7, 2025 - July 10, 2025
CADARET, GRANT & CO., INC.
February 16, 2024 - July 16, 2024
WELLS FARGO CLEARING SERVICES, LLC
January 20, 2023 - July 16, 2024
WELLS FARGO CLEARING SERVICES, LLC
March 26, 2013 - January 6, 2023
MORGAN STANLEY
September 7, 2012 - March 1, 2013
UBS FINANCIAL SERVICES INC.
September 5, 2012 - March 1, 2013
UBS FINANCIAL SERVICES INC.
August 23, 2010 - August 8, 2012
MORGAN STANLEY
August 19, 2010 - August 8, 2012
MORGAN STANLEY
June 4, 2007 - May 6, 2010
WELLS FARGO CLEARING SERVICES, LLC
March 15, 2007 - May 6, 2010
WELLS FARGO CLEARING SERVICES, LLC
September 25, 2000 - April 17, 2006
MORGAN STANLEY DW INC.
September 21, 2000 - April 17, 2006
MORGAN STANLEY DW INC.
June 20, 1995 - July 20, 2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
THRIVENT INVESTMENT MANAGEMENT INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/8/2026)
(5/11/2026)
Exams
FINRA
Current Firm
THRIVENT INVESTMENT MANAGEMENT INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/22/2026 | ||
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
