Donald R. Murtaugh

ARCH GLOBAL ADVISORS

St. Augustine, FL 32086

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CRD#: 2622958

Professional summary

Donald Raymond Murtaugh, who also goes by Donald R Murtaugh, Donald Raymond Murtaugh, is a registered financial advisor currently at ARCH GLOBAL ADVISORS, LLC located in St. Augustine, Florida and LPL FINANCIAL LLC located in St. Augustine, Florida.

Donald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Donald has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Donald R Murtaugh | Donald Raymond Murtaugh

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) 07/08/2025-Cowan Financial Group-Associate-DBA for LPL Business (entity for LPL business)-Inv related-At reported business locations(s)-Start date 05/12/2025-160hrs/mth-160hrs/mth during trading

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donald Raymond Murtaugh's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 16, 2025 - Present

ARCH GLOBAL ADVISORS, LLC

Office #1: 3275 Us Highway 1, S, St. Augustine, FL 32086

RIA

CRD#: 297397

St. Augustine, FL

Current

July 10, 2025 - Present

LPL FINANCIAL LLC

Office #1: 3275 Us Highway 1, S, St. Augustine, FL 32086

RIA

CRD#: 6413

St. Augustine, FL

Past

July 11, 2025 - September 18, 2025

LPL FINANCIAL LLC

RIA

CRD#: 6413

FORT MILL, SC

Past

May 12, 2025 - July 10, 2025

CADARET, GRANT & CO., INC.

RIA

CRD#: 10641

St. Augustine, FL

Past

May 7, 2025 - July 10, 2025

CADARET, GRANT & CO., INC.

CRD#: 10641

St. Augustine, FL

Past

February 16, 2024 - July 16, 2024

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

NAPLES, FL

Past

January 20, 2023 - July 16, 2024

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

NAPLES, FL

Past

March 26, 2013 - January 6, 2023

MORGAN STANLEY

CRD#: 149777

Canton, OH

Past

September 7, 2012 - March 1, 2013

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

CENTURY CITY, CA

Past

September 5, 2012 - March 1, 2013

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

August 23, 2010 - August 8, 2012

MORGAN STANLEY

RIA

CRD#: 149777

NEWPORT BEACH, CA

Past

August 19, 2010 - August 8, 2012

MORGAN STANLEY

CRD#: 149777

NEWPORT BEACH, CA

Past

June 4, 2007 - May 6, 2010

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

March 15, 2007 - May 6, 2010

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

ST. LOUIS, MO

Past

September 25, 2000 - April 17, 2006

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

ORMOND BEACH, FL

Past

September 21, 2000 - April 17, 2006

MORGAN STANLEY DW INC.

CRD#: 7556

ORMOND BEACH, FL

Past

June 20, 1995 - July 20, 2000

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ARCH GLOBAL ADVISORS, LLC

ARCH GLOBAL ADVISORS, LLC | COWAN FINANCIAL GROUP

CRD#: 297397 / SEC#: 801-113519

RIA

Registered Investment Advisory firm - (7/2/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Florida
(6/16/2025)

Florida
(7/10/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/15/2024

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/3/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 11/16/2005

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 6/19/1995

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

ARCH GLOBAL ADVISORS, LLC

ARCH GLOBAL ADVISORS, LLC | COWAN FINANCIAL GROUP

CRD#: 297397 / SEC#: 801-113519

RIA

Registered Investment Advisory firm - (7/2/2018 Approved)

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Contact information

Main Address

215 Lexington Avenue Suite 17b, New York, NY 10016

Mailing Address

Phone number

(212) 991-8807

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ARCH GLOBAL DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENTS (7/25/2025)

Regulatory assets under management

Total Number of Accounts	507
AUM (Assets Under Management)	$ 144,750,085

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Donald R. Murtaugh

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donald Raymond Murtaugh's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

CADARET, GRANT & CO., INC.

CADARET, GRANT & CO., INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

MORGAN STANLEY

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

MORGAN STANLEY

MORGAN STANLEY

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

ARCH GLOBAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/15/2024

Series 63

Date: 1/3/2005

SIE

Date: 10/1/2018

Series 31

Date: 11/16/2005

Series 7

Date: 6/19/1995

FINRA

Current Firm

ARCH GLOBAL ADVISORS, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ARCH GLOBAL ADVISORS, LLC

TRUST BUT VERIFY

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