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Michael Emanuel Barnes Sr

TRUE NORTH ADVISORY
BOWIE, MD
·CRD# 2622646·31 years experience

Professional Summary

Michael Emanuel Barnes Sr, who also goes by Michael Emanuel Barnes, is a registered financial advisor currently at TRUE NORTH ADVISORY, LLC located in Bowie, Maryland. Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Michael has worked at 7 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Michael Emanuel Barnes

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

TRUE NORTH ADVISORY, LLC·CRD# 287639
RIA
Bowie, MD
March 9, 2020 - Present
TLG ADVISORS, INC.·CRD# 111052
RIA
Bowie, MD
October 11, 2013 - December 31, 2016
KINGDOMTRUST CAPITAL MANAGEMENT, INC.·CRD# 150650
RIA
Bowie, MD
February 2, 2011 - February 17, 2012
MSI FINANCIAL SERVICES, INC.·CRD# 14251
RIA
Largo, MD
March 26, 2004 - February 4, 2009
METROPOLITAN LIFE INSURANCE COMPANY·CRD# 4095
BD
New York, NY
September 4, 2002 - July 9, 2007
MSI FINANCIAL SERVICES, INC.·CRD# 14251
BD
Largo, MD
September 4, 2002 - February 4, 2009
EDWARD JONES·CRD# 250
BD
St. Louis, MO
July 19, 2001 - August 9, 2001
PFS INVESTMENTS INC.·CRD# 10111
BD
Duluth, GA
January 24, 2001 - July 3, 2001
PFS INVESTMENTS INC.·CRD# 10111
BD
Duluth, GA
January 22, 1996 - December 31, 2000

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Current Firm

TN
TRUE NORTH ADVISORY, LLC

TRUE NORTH ADVISORY, LLC

CRD#: 287639
District of Columbia
Registered Investment Advisory firm - District of Columbia (4/17/2020 Approved)
Maryland
Registered Investment Advisory firm - Maryland (3/9/2020 Approved)
Virginia
Registered Investment Advisory firm - Virginia (9/4/2020 Approved)

Contact Information

Main Address

Bowie, MD

Phone Number

(240) 643-5098

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

6

AUM (Assets Under Management)

$232,897

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

DEPARTMENT OF HOMELAND SECURITY/FEDERAL PROTECTIVE SSERVICES: FEDERAL POLICE OFFICER. THIS ORGANIZATION IS NOT INVESTMENT RELATED, IT IS A FEDERAL AGENCY. MICHAEL'S POSITION AND DUTIES IS AS A INSPECTOR AND LAW ENFORCEMENT OFFICER. HE WILL WORK APPROXIMATELY 160 PER MONTH (FULLTIME) WITH THIS AGENCY. Insurance sales (life, health, commercial), Not investment related, same address, independent insurance agent appointed with multiple carriers, Start Date: 07/2020, Approximately 20 hours a month during market hours. True North Protection and Defense Training, not investment related, same address, owner/operator, Gun safety and permit eligibility, Start date 12/2020. Approximately 20 hours during non-market hours.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
District of Columbia
(4/17/2020)
IAR
Maryland
(3/9/2020)
IAR
Virginia
(9/8/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Mar 2004About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1995About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Dec 2006About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jan 1996About the Series 6 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Michael Emanuel Barnes Sr's CRS (Customer Relationship Summary).

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