Donald H. Ramirez
Professional summary
Donald Hugo Ramirez, CFP®, who also goes by Donald Ramirez, is a registered financial advisor currently at PEAK WEALTH ADVISORS, INC. located in San Luis Obispo, California.
Donald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Donald has worked at 3 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Donald Hugo Ramirez's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2011
Experience
April 28, 2009 - Present
PEAK WEALTH ADVISORS, INC.
Office #1: 1493 Higuera Street, San Luis Obispo, CA 93401April 24, 2009 - October 20, 2010
LPL FINANCIAL LLC
July 8, 1997 - April 29, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 7, 1995 - April 29, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/28/2009)
Exams
Current Firm
PEAK WEALTH ADVISORS, INC.
CRD#: 149922 / SEC#: 801-70067
Contact information
Regulatory assets under management
| Total Number of Accounts | 380 |
| AUM (Assets Under Management) | $ 86,808,845 |
Red Flags
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Company Information
PEAK WEALTH ADVISORS, INC.
CRD#: 149922San Luis Obispo, CA 93401TRUST BUT VERIFY
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