Stephen M. Hammers
Professional summary
Stephen Michael Hammers, CIMA®, who also goes by Stephen M Hammers, is a registered financial advisor currently at PLANROCK WEALTH STRATEGIES, LLC located in Brentwood, Tennessee.
Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Stephen has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
At a Glance
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Michael Hammers's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 16, 2026 - Present
PLANROCK WEALTH STRATEGIES, LLC
Office #1: 109 Westpark Dr Suite 105, Brentwood, TN 37027December 18, 2015 - July 8, 2019
VICTORY CAPITAL SERVICES, INC.
December 21, 2009 - March 9, 2012
MATRIX CAPITAL GROUP, INC.
March 28, 2007 - May 12, 2015
COMPASS EFFICIENT MODEL PORTFOLIOS, LLC
September 29, 2005 - September 27, 2007
FSC SECURITIES CORPORATION
May 19, 2003 - December 31, 2006
COMPASS EFFICIENT MODEL PORTFOLIOS, LLC
December 1, 1995 - April 11, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 7, 1995 - April 11, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
PLANROCK WEALTH STRATEGIES, LLC
CRD#: 304803 / SEC#: 801-118167
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/16/2026)
Exams
Current Firm
PLANROCK WEALTH STRATEGIES, LLC
CRD#: 304803 / SEC#: 801-118167
Contact information
Regulatory assets under management
| Total Number of Accounts | 115 |
| AUM (Assets Under Management) | $ 64,408,983 |
Red Flags
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