Peter E. Haglin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Edward Haglin, who also goes by Peter Haglin, was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1995. Peter had worked at 6 firms and has passed the Series 65, Series 63, Series 3, Series 7, Series 10 and Series 9 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 23, 2011 - August 24, 2026
COMPANION PORTFOLIO MANAGEMENT
June 1, 2009 - January 5, 2011
MORGAN STANLEY
June 1, 2009 - January 5, 2011
MORGAN STANLEY
April 2, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
April 2, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
August 13, 2004 - April 2, 2007
MORGAN STANLEY DW INC.
August 13, 2004 - April 2, 2007
MORGAN STANLEY DW INC.
May 3, 1999 - September 10, 2004
UBS FINANCIAL SERVICES INC.
April 16, 1999 - September 10, 2004
UBS FINANCIAL SERVICES INC.
July 14, 1995 - April 26, 1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
What does exam status mean?
Series 10
Passed: 11/4/2004
Series 9
Passed: 10/30/2004
Current Firm
COMPANION PORTFOLIO MANAGEMENT
CRD#: 155897 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 62 |
| AUM (Assets Under Management) | $ 44,889,627 |
Red Flags
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