Peter E. Haglin
Professional summary
Peter Edward Haglin, who also goes by Peter Haglin, is a registered financial advisor currently at COMPANION PORTFOLIO MANAGEMENT located in Sequim, Washington.
Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Peter has worked at 6 firms and has passed the Series 65, Series 63, Series 3, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Peter Edward Haglin's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 23, 2011 - Present
COMPANION PORTFOLIO MANAGEMENT
Office #1: 224 West Washington St. #201, Sequim, WA 98382June 1, 2009 - January 5, 2011
MORGAN STANLEY
June 1, 2009 - January 5, 2011
MORGAN STANLEY
April 2, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
April 2, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
August 13, 2004 - April 2, 2007
MORGAN STANLEY DW INC.
August 13, 2004 - April 2, 2007
MORGAN STANLEY DW INC.
May 3, 1999 - September 10, 2004
UBS FINANCIAL SERVICES INC.
April 16, 1999 - September 10, 2004
UBS FINANCIAL SERVICES INC.
July 14, 1995 - April 26, 1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/23/2011)
Exams
Current Firm
COMPANION PORTFOLIO MANAGEMENT
CRD#: 155897 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 70 |
| AUM (Assets Under Management) | $ 30,737,592 |
Red Flags
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