Eileen A. Moore
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eileen A Moore was a registered financial professional .
Eileen is a previously registered financial professional and started their career in finance in 1995. Eileen had worked at 3 firms and has passed the Series 66, Series 99TO, SIE, Series 87, Series 7, Series 14, Series 53, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 24, 2003 - June 30, 2021
EARLYBIRDCAPITAL, INC.
August 26, 1999 - November 11, 2002
TAYLOR STUART FINANCIAL, INC.
July 10, 1995 - March 17, 1999
REFCO SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
EARLYBIRDCAPITAL, INC.
CRD#: 28629 / SEC#: , 8-43828
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
