Thomas W. Akins
Professional summary
Thomas Wayne Akins was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Thomas Wayne Akins, who also goes by Thomas Akins, Tom Akins, was a registered financial advisor .
Thomas is a previously registered financial advisor and started their career in finance in 1995. Thomas had worked at 4 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 9, 2009 - October 11, 2010
USA WEALTH MANAGEMENT LLC
October 9, 2009 - October 11, 2010
USA ADVANCED PLANNERS INC.
May 30, 2003 - May 20, 2009
UBS FINANCIAL SERVICES INC.
May 30, 2003 - May 20, 2009
UBS FINANCIAL SERVICES INC.
February 27, 2002 - June 4, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 9, 1995 - June 4, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
USA WEALTH MANAGEMENT LLC
CRD#: 122082 / SEC#: 801-61898
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
