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MJ

Morton B. Joselson

Some features on this profile are disabled
CRD#: 262247
MJ

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Morton B Joselson was a registered financial professional .

Morton is a previously registered financial professional and started their career in finance in 1967. Morton had worked at 2 firms and has passed the Series 63, Series 16 and Series 41 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 28, 1970 - June 6, 2013

MONTAG & JOSELSON

BD
CRD#: 5506
RYE, NY
Past

October 19, 1967 - March 18, 1971

WINMILL JONES MAC QUOID & COADY

BD
CRD#: 1000003

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 8/23/1993
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 16
Date: 10/12/1964
NYSE Supervisory Analyst Examination
General Industry/Product Exam
RR
Series 41
Date: 9/4/1964
NYSE Allied Member Examination

Current Firm

M&
MONTAG & JOSELSON
MONTAG & JOSELSON

CRD#: 5506 / SEC#: , 8-16251

BD
Terminated by SEC on 08/09/2013
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Contact information

Main Address
Mailing Address
Phone number
Established
New Jersey since 12/27/1969
Firm type
Partnership
Fiscal year end
June
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
JOSELSON, HENRY COWNER, PRINCIPAL2895656
JOSELSON, MORTON BSENIOR PARTNER, CCO, CFO, CEO262247

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MONTAG & JOSELSON

CRD#: 5506

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