Sean C. Styron

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CRD#: 2622349

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Sean Chad Styron was a registered financial professional .

Sean is a previously registered financial professional and started their career in finance in 1995. Sean had worked at 14 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

168 MAIN ST LLC POSITION: silent partner NATURE: Real Estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 7 START DATE: 08/01/2017 ADDRESS: 168 Main St, huntington NY 11743, United States DESCRIPTION: none KESTRA ADVISORY SERVICES LLC POSITION: registered rep NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 80 START DATE: 07/26/2021 ADDRESS: 5707 sw parkway building 2 suite 400, Austin TX 78735, United States DESCRIPTION: investment advice MAIN STREET FINANCIAL GROUP POSITION: financial advisor NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 80 START DATE: 07/26/2021 ADDRESS: 51 e main sy, smithtown NY 11787, United States DESCRIPTION: client management

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 27, 2021 - August 17, 2022

KESTRA ADVISORY SERVICES, LLC

RIA

CRD#: 283330

Kings Park, NY

Past

July 26, 2021 - August 17, 2022

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

SMITHTOWN, NY

Past

January 2, 2013 - July 28, 2021

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

HAUPPAUGE, NY

Past

January 2, 2013 - July 28, 2021

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

HAUPPAUGE, NY

Past

November 1, 2007 - January 7, 2013

HSBC SECURITIES (USA) INC.

RIA

CRD#: 19585

WEST BABYLON, NY

Past

January 1, 2005 - January 7, 2013

HSBC SECURITIES (USA) INC.

CRD#: 19585

WEST BABYLON, NY

Past

September 4, 2002 - January 1, 2005

HSBC BROKERAGE (USA) INC.

CRD#: 6956

NEW YORK, NY

Past

July 29, 1999 - August 16, 2002

CITICORP INVESTMENT SERVICES

CRD#: 23988

LONG ISLAND CITY, NY

Past

January 12, 1999 - August 31, 1999

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Past

September 4, 1998 - October 8, 1998

J. P. GIBBONS & CO., INC.

CRD#: 38850

NEW YORK, NY

Past

September 25, 1997 - December 10, 1997

VISTA SECURITIES INC.

CRD#: 36706

GARDEN CITY, NY

Past

June 30, 1997 - September 15, 1997

WORLDCO, L.L.C.

CRD#: 24673

NEW YORK, NY

Past

July 8, 1996 - May 22, 1997

DUKE & CO., INC.

CRD#: 8035

NEW YORK, NY

Past

January 11, 1996 - June 28, 1996

KENSINGTON WELLS INCORPORATED

CRD#: 30570

Past

October 11, 1995 - January 25, 1996

TASIN & COMPANY, INC.

CRD#: 30709

HAUPPAUGE, NY

Past

August 15, 1995 - October 17, 1995

CONTINENTAL BROKER-DEALER CORP.

CRD#: 14048

CARLE PLACE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/31/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/13/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/14/1995

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 1/17/2007

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 11/7/2006

General Securities Sales Supervisor - Options Module Examination

Current Firm

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

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Contact information

Main Address

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735

Mailing Address

Phone number

(844) 553-7872

Established

Firm type

Fiscal year end

# of Employees

1,299

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KESTRA ADVISORY SERVICES, LLC BROCHURE (RETAIL CLIENTS) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (WRAP FEE PROGRAM) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (PLAN CLIENTS) (10/21/2025)

Regulatory assets under management

Total Number of Accounts	155,482
AUM (Assets Under Management)	$ 60,174,309,829

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/23/2024	Cover Page	Report
10/20/2023	Cover Page	Report
12/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Sean C. Styron

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

KESTRA INVESTMENT SERVICES, LLC

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

HSBC SECURITIES (USA) INC.

HSBC SECURITIES (USA) INC.

HSBC BROKERAGE (USA) INC.

CITICORP INVESTMENT SERVICES

SIGNATOR INVESTORS, INC.

J. P. GIBBONS & CO., INC.

VISTA SECURITIES INC.

WORLDCO, L.L.C.

DUKE & CO., INC.

KENSINGTON WELLS INCORPORATED

TASIN & COMPANY, INC.

CONTINENTAL BROKER-DEALER CORP.

Primary Firm SEC Registration

KESTRA ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/31/2007

Series 63

Date: 11/13/1995

SIE

Date: 10/1/2018

Series 7

Date: 8/14/1995

Series 10

Date: 1/17/2007

Series 9

Date: 11/7/2006

Current Firm

KESTRA ADVISORY SERVICES, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

KESTRA ADVISORY SERVICES, LLC

TRUST BUT VERIFY

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