Ali H. Mayar
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ali Habib Mayar, who also goes by Al Mayar, Ali Mayar, Aci Mabib Mayor, was a registered financial professional .
Ali is a previously registered financial professional and started their career in finance in 1996. Ali had worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 62 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 15, 2009 - March 20, 2015
BROOKVILLE CAPITAL PARTNERS
May 18, 2006 - July 15, 2009
WHITAKER SECURITIES LLC
August 16, 2004 - June 5, 2006
GRANITE ASSOCIATES, INC
November 20, 2002 - August 31, 2004
LADENBURG THALMANN & CO. INC.
August 23, 1996 - November 20, 2002
LADENBURG CAPITAL MANAGEMENT INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 8/22/1996
Corporate Securities Limited Representative ExaminationCurrent Firm
BROOKVILLE CAPITAL PARTNERS
CRD#: 102380 / SEC#: , 8-52119
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CANTERBURY SECURITIES HOLDINGS INC. | SOLE MEMBER | |
| IEZZONI, GABRIEL ANTHONY | CHIEF COMPLIANCE OFFICER, OPTIONS PRINCIPAL | 1243767 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
