Alvin A. Jornd
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alvin Alexander Jornd was a registered financial professional .
Alvin is a previously registered financial professional and started their career in finance in 1973. Alvin had worked at 7 firms and has passed the Series 66, Series 63, Series 1 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 22, 2001 - December 31, 2025
MARK ALLAN CAPITAL MANAGEMENT, LLC
January 11, 1995 - March 6, 2001
FIRST ALLIED SECURITIES, INC.
December 16, 1994 - January 9, 1995
FIRST ALLIED SECURITIES, INC.
May 31, 1989 - August 29, 1995
FIRST AFFILIATED SECURITIES
February 28, 1986 - May 31, 1989
FIRST AFFILIATED SECURITIES, INC.
March 27, 1978 - February 25, 1986
DREXEL BURNHAM LAMBERT INCORPORATED
February 11, 1974 - April 6, 1978
A. G. EDWARDS & SONS, INC.
April 3, 1973 - March 22, 1974
DUPONT WALSTON, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 3/30/1973
Registered Representative ExaminationSeries 8
Date: 12/14/1987
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
MARK ALLAN CAPITAL MANAGEMENT, LLC
CRD#: 123668 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 12 |
| AUM (Assets Under Management) | $ 800,000 |
Red Flags
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