Braxton Glasgow
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Braxton Glasgow III, who also goes by Braxton Glasgow, was a registered financial professional .
Braxton is a previously registered financial professional and started their career in finance in 2001. Braxton had worked at 3 firms and has passed the Series 63, SIE, Series 7, Series 3 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 12, 2015 - December 31, 2016
REEF RESOURCES, LLC
September 10, 2014 - January 2, 2015
WFG INVESTMENTS, INC.
November 6, 2001 - July 2, 2012
KENMAR SECURITIES, L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
REEF RESOURCES, LLC
CRD#: 133646 / SEC#: , 8-66748
Contact information
FINRA licenses (9 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MYERS, ANDREW CHRISTOPHER | CHIEF EXECUTIVE OFFICER | |
| FEINGLAS, JEFFREY KENNETH | FINOP/CHIEF COMPLIANCE OFFICER | 4618380 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
