Knut G. Jorgensen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Knut Gorm Jorgensen was a registered financial professional .
Knut is a previously registered financial professional and started their career in finance in 1972. Knut had worked at 8 firms and has passed the Series 1, Series 4 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 24, 1997 - May 25, 2000
RUMSON CAPITAL, LLC
September 28, 1995 - December 12, 1997
ACCESS SECURITIES, LLC
July 20, 1994 - July 22, 1995
BARRY MURPHY & COMPANY, INC.
February 16, 1993 - July 26, 1993
BENNETT, MULLANEY & CO., INC.
January 25, 1984 - December 12, 1992
JORGENSEN SECURITIES INC.
May 16, 1977 - December 20, 1983
CANACCORD GENUITY LLC
September 17, 1976 - December 28, 1982
CANACCORD GENUITY LLC
January 28, 1975 - November 21, 1976
BURGESS & LEITH INCORPORATED
March 28, 1972 - January 20, 1973
HALLE & STIEGLITZ INC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 7/18/1970
Registered Representative ExaminationSeries 40
Date: 5/7/1977
Registered Principal ExaminationCurrent Firm
RUMSON CAPITAL, LLC
CRD#: 33848 / SEC#: , 8-46133
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
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