Wallace M. Colligan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Wallace Matthew Colligan JR, who also goes by Wallace Matthew Colligan, Wally Colligan, was a registered financial professional .
Wallace is a previously registered financial professional and started their career in finance in 1995. Wallace had worked at 8 firms and has passed the Series 63, Series 6TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 19, 2018 - October 21, 2020
P.J. ROBB VARIABLE, LLC
July 6, 2017 - January 16, 2018
SAYBRUS EQUITY SERVICES, LLC
August 2, 2007 - March 31, 2017
EQUITABLE DISTRIBUTORS, LLC
April 1, 2006 - August 2, 2007
METLIFE INVESTORS DISTRIBUTION COMPANY
May 17, 2004 - April 1, 2006
TOWER SQUARE SECURITIES, INC.
June 13, 2000 - May 24, 2002
VOYA FINANCIAL PARTNERS, LLC
March 4, 1998 - June 12, 2000
HIMCO DISTRIBUTION SERVICES COMPANY
August 21, 1995 - August 2, 1996
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 2/22/2024
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
P.J. ROBB VARIABLE, LLC
CRD#: 38339 / SEC#: , 8-48197
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CRUMP LIFE INSURANCE SERVICES, LLC | OWNER | |
| COLLINS, HEATHER MARIE | ASSISTANT TREASURER AND PRINCIPAL OPERATIONS OFFICER | 5851459 |
| CORDLE, COYE BAXTER III | CHIEF COMPLIANCE OFFICER, AML OFFICER & PRIVACY OFFICER | 4544954 |
| HARRISON, BRUCE ANDREW | PRESIDENT, CEO AND CHAIRMAN OF THE BOARD / DIRECTOR | 2232934 |
| MERCHANT, JEFFREY S | CHIIEF FINANCIAL OFFICER / TREASURER / PRINCIPAL FINANCIAL OFFICER / DIRECTOR | 4668892 |
| SCHUYLER, JOHN EDWIN | SECRETARY AND DIRECTOR | 1056044 |
| STAHLNECKER, ERIN ELIZABETH | ALTERNATE PRINCIPAL OPERATIONS OFFICER | 6606934 |
Red Flags
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