Connie C. Horsman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Connie C Horsman, who also goes by Connie C Miller, was a registered financial professional .
Connie is a previously registered financial professional and started their career in finance in 1996. Connie had worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 22, Series 62 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 15, 2017 - May 2, 2024
BOYLE CAPITAL
May 27, 2016 - August 25, 2017
GROVE POINT INVESTMENTS, LLC
May 27, 2016 - August 25, 2017
GROVE POINT INVESTMENTS, LLC
February 11, 2014 - May 27, 2016
VSR FINANCIAL SERVICES, INC.
February 11, 2014 - May 27, 2016
VSR FINANCIAL SERVICES, INC.
September 14, 2006 - August 23, 2012
DEWAAY FINANCIAL NETWORK, LLC
August 2, 1999 - November 9, 2012
DEWAAY CAPITAL MANAGEMENT
October 29, 1996 - September 11, 2006
VSR FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
BOYLE CAPITAL
CRD#: 132416 / SEC#: 801-67954
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 7/19/2004
Corporate Securities Limited Representative ExaminationCurrent Firm
BOYLE CAPITAL
CRD#: 132416 / SEC#: 801-67954
Contact information
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,504 |
| AUM (Assets Under Management) | $ 298,260,679 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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